Catawba River Capital — 13F Holdings & Portfolio
CIK 1843303 · latest 13F-HR filed 2026-07-22
Catawba River Capital manages $223.5M in 13F-reported U.S. long-equity assets across 24 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are FBND (10.39%), PRM (9.48%), QXO (9.17%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 2 new positions and exited 2; 10 existing positions rose in reported value and 5 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-07-22
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 71.9%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated Feb 18, 2026.
LAKE WYLIE, SC 29710
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| BOGGS, ROBERT, PAUL Control | PRESIDENT since Jul 2000 | 75% or more | Individual |
| LEWIS, DEREK, MARTIN Control | CHIEF COMPLIANCE OFFICER since Apr 2018 | 5–10% | Individual |
Ownership & leadership changes · 5 filings with changes since Mar 27, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
- No longer listedDAGILUS, DEBRA, LYNN · DIRECTOR OF OPERATIONS · 5–10% · control person · listed since Jul 2000
- No longer listedSWISHER, SAMUEL, DEAN · OWNER · Less than 5% · listed since Feb 2019
- AddedSWISHER, SAMUEL, DEAN · OWNER · Less than 5%
- ChangedDAGILUS, DEBRA, LYNN · ownership Less than 5% → 5–10%
- ChangedLEWIS, DEREK, MARTIN · ownership Less than 5% → 5–10%
- AddedLEWIS, DEREK, MARTIN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedDAGILUS, DEBRA, LYNN · title CHIEF COMPLIANCE OFFICER → DIRECTOR OF OPERATIONS
- ListedBOGGS, ROBERT, PAUL · PRESIDENT · 75% or more · control person
- ListedDAGILUS, DEBRA, LYNN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- CADRE HOLDINGS$8.7M +103.5%
- PERIMETER SOLUTIONS INC COMMON STOCK$5.7M +36.6%
- GRAHAM CORP COM$4.9M +51.0%
- HEICO CORP NEW CL A$2.5M +21.7%
- SPX Technologies$1.7M +21.3%
Top Trims
- SPDR GOLD SHARES-$2.8M -15.0%
- QXO INC COM NEW-$1.5M -7.0%
- SERVICE CORP INTL COM-$731.7K -7.9%
- PIMCO DYNAMIC INCOME FD SHS-$171.8K -5.3%
- ISHARES GOLD TRUST-$83.6K -15.8%
Catawba River Capital Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | FIDELITY TOTAL BOND ETF | FBND | 316188309 | $23.2M | 10.39% | 510,635 | SH |
| 2 | PERIMETER SOLUTIONS INC COMMON STOCK | PRM | 71385M107 | $21.2M | 9.48% | 594,278 | SH |
| 3 | QXO INC COM NEW | QXO | 82846H405 | $20.5M | 9.17% | 1,185,778 | SH |
| 4 | CADRE HOLDINGS | CDRE | 12763L105 | $17.0M | 7.63% | 597,872 | SH |
| 5 | CONSTRUCTION PARTNERS INC COM CL A | ROAD | 21044C107 | $16.4M | 7.35% | 138,240 | SH |
| 6 | SPDR GOLD SHARES | GLD | 78463V107 | $15.9M | 7.11% | 43,117 | SH |
| 7 | GRAHAM CORP COM | GHM | 384556106 | $14.6M | 6.51% | 117,556 | SH |
| 8 | HEICO CORP NEW CL A | HEI.A | 422806208 | $13.8M | 6.16% | 53,356 | SH |
| 9 | SPX Technologies | SPXC | 78473E103 | $9.6M | 4.31% | 39,297 | SH |
| 10 | SERVICE CORP INTL COM | SCI | 817565104 | $8.6M | 3.84% | 113,011 | SH |
| 11 | CASELLA WASTE SYS INC CL A | CWST | 147448104 | $8.5M | 3.80% | 87,655 | SH |
| 12 | NOVANTA INC COM | NOVT | 67000B104 | $8.5M | 3.79% | 52,245 | SH |
| 13 | DANAHER CORP DEL COM | DHR | 235851102 | $7.7M | 3.44% | 40,398 | SH |
| 14 | FIRSTSERVICE CORP NEW COM | FSV | 33767E202 | $7.1M | 3.19% | 50,161 | SH |
| 15 | DISTRIBUTION SOLUTIONS GRP INC COM | DSGR | 520776105 | $6.8M | 3.03% | 247,874 | SH |
| 16 | Composecure Inc | GPGI | 20459V105 | $6.3M | 2.83% | 399,258 | SH |
| 17 | Suncrete Inc | RMIX | 86723E104 | $5.0M | 2.23% | 220,860 | SH |
| 18 | FULL HSE RESORTS INC COM | FLL | 359678109 | $3.9M | 1.72% | 1,380,691 | SH |
| 19 | DOUBLELINE OPPORTUNISTIC CR FD COM | DBL | 258623107 | $3.7M | 1.67% | 259,396 | SH |
| 20 | PIMCO DYNAMIC INCOME FD SHS | PDI | 72201Y101 | $3.1M | 1.37% | 182,885 | SH |
| 21 | SIMPLIFY INTEREST RATE HEDGE ETF | PFIX | 82889N855 | $1.1M | 0.48% | 24,974 | SH |
| 22 | ISHARES GOLD TRUST | IAU | 464285204 | $445.4K | 0.20% | 5,898 | SH |
| 23 | DIMENSIONAL WORLD EQUITY ETF | DFAW | 25434V617 | $375.5K | 0.17% | 4,535 | SH |
| 24 | DIMENSIONAL U.S. CORE EQUITY 2 ETF | DFAC | 25434V708 | $282.4K | 0.13% | 6,366 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-07-22 | $223.5M | 24 | 0001843303-26-000004 |
| 2026-03-31 | 2026-05-11 | $208.0M | 24 | 0001843303-26-000002 |
| 2025-12-31 | 2026-02-05 | $224.8M | 22 | 0001843303-26-000001 |
| 2025-09-30 | 2025-11-10 | $220.5M | 20 | 0001843303-25-000010 |
LAKE WYLIE, SC 29710