ROBERT S SWINNEY
CIK 1073398 · last filed 2021-09-15
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$3.46M
Companies
1
Total Filings
78
Lifetime Open-Market Net
-$9.42M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| ICUI | Director | 21,941 | $157.83 | $3.46M | -$9.42M | 78 | 2021-09-15 |
Recent Filings · Page 5 of 8
78 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2015-11-30 | ICUI | Sell (S) | −3,000 | -$336.0K | EDGAR |
| 2015-11-16 | ICUI | Mixed | +1,464 | $81 | EDGAR |
| 2015-10-13 | ICUI | Mixed | +1,463 | $57 | EDGAR |
| 2015-06-17 | ICUI | Exer (M) | +616 | $0 | EDGAR |
| 2015-06-16 | ICUI | Grant (A) | — | $0 | EDGAR |
| 2015-04-02 | ICUI | Mixed | +1,240 | -$144 | EDGAR |
| 2015-03-17 | ICUI | Mixed | +1,235 | -$389 | EDGAR |
| 2015-03-12 | ICUI | Sell (S) | −3,094 | -$281.3K | EDGAR |
| 2014-12-02 | ICUI | Sell (S) | −875 | -$74.3K | EDGAR |
| 2014-11-12 | ICUI | Mixed | +1,119 | $6 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.