JOSEPH P RATTERMAN
CIK 1163949 · last filed 2023-12-14
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$6.15M
Companies
2
Total Filings
18
Lifetime Open-Market Net
-$16.83M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| CBOE | Director | 23,186 | $265.24 | $6.15M | -$16.83M | 15 | 2023-12-14 |
| Bats Global Markets, Inc. (BATS) Delisted | Director | 0 | — | — | $0 | 2 | 2017-03-02 |
Recent Filings · Page 2 of 2
18 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2018-05-21 | CBOE | Grant (A) | +1,108 | $0 | EDGAR |
| 2017-12-07 | CBOE | Gift (G) | −24,400 | $0 | EDGAR |
| 2017-09-01 | CBOE | Gift (G) | −11,000 | $0 | EDGAR |
| 2017-05-22 | CBOE | Grant (A) | +1,185 | $0 | EDGAR |
| 2017-05-16 | CBOE | Sell (S) | −175,955 | -$14.79M | EDGAR |
| 2017-03-02 | Bats Global Markets, Inc. (BATS) Delisted | Disp (D) | −778,126 | $0 | EDGAR |
| 2017-03-02 | CBOE | Grant (A) | +242,683 | $0 | EDGAR |
| 2016-05-19 | Bats Global Markets, Inc. (BATS) Delisted | Grant (A) | +7,058 | $0 | EDGAR |
Showing 11–18 of 18
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.