DAVID M TANEN

CIK 1170542 · Secretary · last filed 2025-06-20

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

2

Total Filings

18

Lifetime Open-Market Net

$14.1K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Kronos Bio, Inc. (KRON) Delisted Director 0 $0.88 $0 $0 6 2025-06-20
CAPRICOR THERAPEUTICS, INC. (NLTX) Delisted Director 1,658,646 $13.96 $23.15M $14.1K 6 2009-07-23

Recent Filings · Page 2 of 2

18 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2013-11-06 Grant (A) $0
2009-07-23 CAPRICOR THERAPEUTICS, INC. (NLTX) Delisted Grant (A) $0 EDGAR
2009-07-16 CAPRICOR THERAPEUTICS, INC. (NLTX) Delisted Other (J) $0 EDGAR
2008-12-23 CAPRICOR THERAPEUTICS, INC. (NLTX) Delisted Grant (A) $0 EDGAR
2008-12-16 CAPRICOR THERAPEUTICS, INC. (NLTX) Delisted Buy (P) +2,500 $2.9K EDGAR
2008-12-15 CAPRICOR THERAPEUTICS, INC. (NLTX) Delisted Buy (P) +6,500 $8.5K EDGAR
2008-12-12 CAPRICOR THERAPEUTICS, INC. (NLTX) Delisted Buy (P) +4,000 $2.8K EDGAR
2008-01-29 Grant (A) $0
Showing 1118 of 18
Page 2 of 2
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.