JON L JR MOSLE

CIK 1171440 · last filed 2011-03-29

JON L JR MOSLE is a corporate insider who has filed 9 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for WHG, was dated Mar 29, 2011. Current disclosed insider exposure totals $1.1M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.09M

Companies

2

Total Filings

9

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
WHG Director 58,500 $18.59 $1.09M $0 5 2011-03-29
Hilltop Securities Holdings LLC (SWS) Delisted Director 42,994 $0 4 2009-08-27

Recent Filings

9 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2011-03-29 WHG Gift (G) −1,000 $0 EDGAR
2010-07-23 WHG Grant (A) +1,500 $0 EDGAR
2009-08-27 Hilltop Securities Holdings LLC (SWS) Delisted Grant (A) +2,000 $0 EDGAR
2009-07-24 WHG Grant (A) +1,500 $0 EDGAR
2008-08-26 Hilltop Securities Holdings LLC (SWS) Delisted Grant (A) +2,000 $0 EDGAR
2008-07-28 WHG Grant (A) +1,500 $0 EDGAR
2007-08-27 Hilltop Securities Holdings LLC (SWS) Delisted Grant (A) +1,500 $0 EDGAR
2007-07-30 WHG Grant (A) +1,500 $0 EDGAR
2007-06-07 Hilltop Securities Holdings LLC (SWS) Delisted Exer (X) +3,000 $26.0K EDGAR
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.