DUANE R KULLBERG
CIK 1188724 · last filed 2013-05-28
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$3.31M
Companies
3
Total Filings
17
Lifetime Open-Market Net
$8.7K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| CBOE | Director | 12,483 | $265.24 | $3.31M | $8.7K | 4 | 2013-05-28 |
| Artio Global Investors Inc. (ART) Delisted | Director | 0 | — | — | $0 | 8 | 2013-05-22 |
| NUVEEN INVESTMENTS INC (JNC) Delisted | Director | 9,157 | — | — | $0 | 4 | 2007-09-18 |
Recent Filings · Page 2 of 2
17 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2009-12-10 | Artio Global Investors Inc. (ART) Delisted | Grant (A) | +2,573 | $0 | EDGAR |
| 2009-09-29 | Artio Global Investors Inc. (ART) Delisted | Grant (A) | +2,308 | $0 | EDGAR |
| 2007-11-15 | — | Disp (D) | −9,157 | $0 | |
| 2007-09-18 | NUVEEN INVESTMENTS INC (JNC) Delisted | Grant (A) | +23 | $0 | EDGAR |
| 2007-06-21 | NUVEEN INVESTMENTS INC (JNC) Delisted | Grant (A) | +26 | $0 | EDGAR |
| 2007-05-10 | NUVEEN INVESTMENTS INC (JNC) Delisted | Grant (A) | +1,375 | $0 | EDGAR |
| 2007-03-16 | NUVEEN INVESTMENTS INC (JNC) Delisted | Grant (A) | +23 | $0 | EDGAR |
Showing 11–17 of 17
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.