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RICHARD E FLOOR

CIK 1195465 · Secretary · last filed 2010-01-22

RICHARD E FLOOR is a Secretary who has filed 10 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing shows the insider exercised options covering $178.4K of AMG on Jan 22, 2010. Across all open-market trades the lifetime net is −$887.4K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $15.5M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$15.48M

Companies

2

Total Filings

10

Lifetime Open-Market Net

-$887.4K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AMG Director 42,286 $366.12 $15.48M -$887.2K 8 2010-01-22
NEW AMERICA HIGH INCOME FUND INC (HYB) Delisted Secretary 81,609 $8.20 $669.2K -$141 2 2007-09-19

Recent Filings

10 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2010-01-22 AMG Exer (M) +7,500 $178.4K EDGAR
2009-12-04 AMG Mixed +5,625 $191.1K EDGAR
2009-07-22 AMG Grant (A) — $0 EDGAR
2009-05-06 AMG Mixed — -$632.9K EDGAR
2008-11-04 AMG Grant (A) — $0 EDGAR
2008-07-24 AMG Grant (A) — $0 EDGAR
2007-12-26 AMG Mixed −2,000 $0 EDGAR
2007-09-19 NEW AMERICA HIGH INCOME FUND INC (HYB) Delisted Mixed +128,845 $235.8K EDGAR
2007-08-13 NEW AMERICA HIGH INCOME FUND INC (HYB) Delisted Sell (S) −7,047 -$141 EDGAR
2007-07-26 AMG Grant (A) — $0 EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.