IAN M. CUMMING

CIK 1213601 · CHAIRMAN OF THE BOARD · last filed 2018-05-09

IAN M. CUMMING is a CHAIRMAN OF THE BOARD who has filed 173 SEC Form 4 insider transactions across 4 companies since 2007. Across all open-market trades the lifetime net is +$12.5M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $3.06B across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$3.06B

Companies

4

Total Filings

173

Lifetime Open-Market Net

$12.54M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
Jefferies Financial Group Inc. (LUK) Delisted	CHAIRMAN OF THE BOARD	21,380,413	—	—	-$91.05M	17	2013-03-05
JEF	Director	58,032,075	$52.62	$3.05B	$518.50M	32	2013-01-03
SKYW	Director	45,193	$96.88	$4.38M	-$94.5K	8	2012-12-12
MLI	Director	0	$56.50	$0	-$414.81M	3	2012-09-26

Recent Filings

173 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $
2018-05-09	—	Buy (P)	+1,079	$9.1K
2017-03-28	—	Buy (P)	+68,838	$636.8K
2017-03-27	—	Sell (S)	−607,733	-$24.28M
2016-08-19	—	Buy (P)	+1,633	$13.9K
2016-08-17	—	Buy (P)	+2,080	$17.7K
2016-08-12	—	Buy (P)	+2,274	$19.5K
2016-08-10	—	Buy (P)	+2,274	$19.2K
2016-08-08	—	Buy (P)	+1,210	$10.4K
2016-08-04	—	Buy (P)	+2,355	$20.0K
2016-08-01	—	Buy (P)	+2,412	$20.5K

Showing 1–10 of 173

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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.