THOMAS J SARGEANT

CIK 1219706 · CFO · last filed 2021-10-22

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$22.31M

Companies

2

Total Filings

48

Lifetime Open-Market Net

-$35.75M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
RETAIL PROPERTIES OF AMERICA, INC. (RPAI) Delisted Director 0 $13.15 $0 $270.7K 15 2021-10-22
AVB CFO 115,866 $192.53 $22.31M -$36.02M 33 2014-03-04

Recent Filings · Page 4 of 5

48 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2011-06-10 AVB Mixed +1,408 -$2.99M EDGAR
2011-03-03 AVB Tax (F) −2,503 -$293.1K EDGAR
2011-02-18 AVB Grant (A) +5,301 $0 EDGAR
2010-12-14 AVB Mixed −9,389 -$2.00M EDGAR
2010-08-20 AVB Mixed -$189.4K EDGAR
2010-08-11 AVB Mixed −1,000 -$1.09M EDGAR
2010-03-03 AVB Tax (F) −2,492 -$202.5K EDGAR
2010-02-16 AVB Grant (A) +6,172 $0 EDGAR
2009-03-03 AVB Tax (F) −2,792 -$118.4K EDGAR
2009-02-13 AVB Grant (A) +9,275 $0 EDGAR
Showing 3140 of 48
Page 4 of 5
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.