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CARL KATZ

CIK 1247377 · last filed 2013-04-17

CARL KATZ is a corporate insider who has filed 27 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing, for GIII, was dated Apr 17, 2013. Across all open-market trades the lifetime net is −$2.7M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $4.3M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$4.32M

Companies

1

Total Filings

27

Lifetime Open-Market Net

-$2.71M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
GIII Director 121,732 $35.45 $4.32M -$2.71M 27 2013-04-17

Recent Filings

27 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2013-04-17 GIII Mixed +3,154 -$69.0K EDGAR
2013-03-20 GIII Tax (F) −1,043 -$38.9K EDGAR
2012-10-10 GIII Grant (A) +5,000 $0 EDGAR
2012-09-27 GIII Sell (S) −32,159 -$1.16M EDGAR
2012-06-28 GIII Mixed +5,643 -$73.1K EDGAR
2012-06-07 GIII Grant (A) +2,000 $0 EDGAR
2012-04-18 GIII Exer (M) +5,000 $0 EDGAR
2012-03-22 GIII Sell (S) −876 -$22.9K EDGAR
2011-07-01 GIII Grant (A) +7,000 $0 EDGAR
2011-06-29 GIII Mixed +5,640 -$105.5K EDGAR
Showing 1–10 of 27
Page 1 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.