LEE K BARBA
CIK 1253795 · Chairman & CEO · last filed 2016-10-04
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$11.25M
Companies
4
Total Filings
34
Lifetime Open-Market Net
-$4.70M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SPARK NETWORKS INC (LOV) Delisted | Director | 42,958 | $0.21 | $9.1K | $69.8K | 9 | 2016-10-04 |
| EDAC TECHNOLOGIES CORP (EDAC) Delisted | Director | 3,333 | — | — | $93.3K | 7 | 2012-12-19 |
| SWIM | Chairman & CEO | 1,755,746 | $6.41 | $11.25M | -$4.87M | 14 | 2009-03-19 |
| THINKORSWIM GROUP INC. (IEDU) Delisted | Chairman & CEO | 395,480 | — | — | $0 | 2 | 2007-02-20 |
Recent Filings · Page 3 of 4
34 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2009-01-21 | SWIM | Grant (A) | +115,000 | $0 | EDGAR |
| 2009-01-21 | SWIM | Tax (F) | −14,366 | -$116.7K | EDGAR |
| 2009-01-16 | SWIM | Grant (A) | +115,000 | $914.2K | EDGAR |
| 2008-12-29 | SWIM | Other (J) | — | $0 | EDGAR |
| 2008-08-06 | SWIM | Mixed | +379,900 | -$1.53M | EDGAR |
| 2008-08-06 | SWIM | Sell (S) | −160,700 | -$1.61M | EDGAR |
| 2008-08-06 | SWIM | Sell (S) | −19,200 | -$201.4K | EDGAR |
| 2008-03-20 | SWIM | Other (J) | — | $0 | EDGAR |
| 2008-01-23 | SWIM | Grant (A) | +85,000 | $1.17M | EDGAR |
| 2008-01-08 | SWIM | Tax (F) | −12,367 | -$208.0K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.