THOMAS M HERZOG
CIK 1276863 · CEO · last filed 2023-02-06
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$5.62M
Companies
6
Total Filings
40
Lifetime Open-Market Net
-$1.42M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| HEALTHPEAK PROPERTIES, INC. (PEAK) Delisted | CEO | 557,383 | $17.10 | $9.53M | $0 | 7 | 2023-02-06 |
| HEALTHPEAK PROPERTIES, INC. (HCP) Delisted | President and CEO | 198,824 | $34.78 | $6.92M | $0 | 8 | 2019-07-01 |
| TIER | Director | 55,694 | $32.15 | $1.79M | $586.3K | 5 | 2018-06-20 |
| UDR | SVP-Chief Financial Officer | 97,185 | $39.40 | $3.83M | $0 | 9 | 2016-06-07 |
| HEALTHPEAK PROPERTIES, INC. (HCPpF) Delisted | Eecutive Vice President | 67,413 | — | — | -$1.20M | 7 | 2011-05-09 |
| APARTMENT INVESTMENT & MANAGEMENT CO (AIVpY) Delisted | Executive Vice President - CFO | 143,098 | — | — | -$806.7K | 4 | 2009-02-05 |
Recent Filings · Page 2 of 4
40 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2018-06-20 | TIER | Grant (A) | +2,582 | $0 | EDGAR |
| 2018-02-15 | HEALTHPEAK PROPERTIES, INC. (HCP) Delisted | Tax (F) | −5,948 | -$135.9K | EDGAR |
| 2018-02-12 | HEALTHPEAK PROPERTIES, INC. (HCP) Delisted | Mixed | +40,335 | $0 | EDGAR |
| 2017-10-26 | HEALTHPEAK PROPERTIES, INC. (HCP) Delisted | Mixed | +46,816 | -$296.7K | EDGAR |
| 2017-06-28 | HEALTHPEAK PROPERTIES, INC. (HCP) Delisted | Tax (F) | −11,698 | -$390.5K | EDGAR |
| 2017-05-04 | TIER | Grant (A) | +3,551 | $0 | EDGAR |
| 2016-06-28 | HEALTHPEAK PROPERTIES, INC. (HCP) Delisted | Grant (A) | +58,515 | $0 | EDGAR |
| 2016-06-23 | TIER | Grant (A) | +3,316 | $0 | EDGAR |
| 2016-06-07 | UDR | Tax (F) | −13,252 | -$453.2K | EDGAR |
| 2016-02-17 | UDR | Mixed | +25,168 | -$383.8K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.