THOMAS M HERZOG

CIK 1276863 · CEO · last filed 2023-02-06

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$5.62M

Companies

6

Total Filings

40

Lifetime Open-Market Net

-$1.42M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
HEALTHPEAK PROPERTIES, INC. (PEAK) Delisted CEO 557,383 $17.10 $9.53M $0 7 2023-02-06
HEALTHPEAK PROPERTIES, INC. (HCP) Delisted President and CEO 198,824 $34.78 $6.92M $0 8 2019-07-01
TIER Director 55,694 $32.15 $1.79M $586.3K 5 2018-06-20
UDR SVP-Chief Financial Officer 97,185 $39.40 $3.83M $0 9 2016-06-07
HEALTHPEAK PROPERTIES, INC. (HCPpF) Delisted Eecutive Vice President 67,413 -$1.20M 7 2011-05-09
APARTMENT INVESTMENT & MANAGEMENT CO (AIVpY) Delisted Executive Vice President - CFO 143,098 -$806.7K 4 2009-02-05

Recent Filings · Page 4 of 4

40 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2011-04-26 HEALTHPEAK PROPERTIES, INC. (HCPpF) Delisted Tax (F) −4,794 -$186.0K EDGAR
2011-01-31 HEALTHPEAK PROPERTIES, INC. (HCPpF) Delisted Mixed −2,284 -$84.1K EDGAR
2011-01-27 HEALTHPEAK PROPERTIES, INC. (HCPpF) Delisted Grant (A) +29,630 $0 EDGAR
2010-04-26 HEALTHPEAK PROPERTIES, INC. (HCPpF) Delisted Tax (F) −4,310 -$142.6K EDGAR
2010-02-02 HEALTHPEAK PROPERTIES, INC. (HCPpF) Delisted Grant (A) $0 EDGAR
2009-04-27 HEALTHPEAK PROPERTIES, INC. (HCPpF) Delisted Grant (A) +35,245 $0 EDGAR
2009-02-05 APARTMENT INVESTMENT & MANAGEMENT CO (AIVpY) Delisted Mixed +60,505 $0 EDGAR
2008-01-31 APARTMENT INVESTMENT & MANAGEMENT CO (AIVpY) Delisted Grant (A) +7,500 $0 EDGAR
2007-05-14 APARTMENT INVESTMENT & MANAGEMENT CO (AIVpY) Delisted Mixed −7,257 -$550.4K EDGAR
2007-02-07 APARTMENT INVESTMENT & MANAGEMENT CO (AIVpY) Delisted Grant (A) +13,817 $0 EDGAR
Showing 3140 of 40
Page 4 of 4
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.