ANTHONY CARROZZA

CIK 1280069 · Senior VP - WW Sales · last filed 2016-08-17

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.79M

Companies

3

Total Filings

55

Lifetime Open-Market Net

-$738.2K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
QLOGIC CORP (QLGC) Delisted Senior VP - WW Sales 0 -$112.1K 9 2016-08-17
SGI EVP, Worldwide Sales 38,303 $72.73 $2.79M -$626.1K 43 2013-11-15
RACK SVP World Wide Sales & Mrkting 29 $45.31 $1.3K $0 3 2009-02-26

Recent Filings · Page 5 of 6

55 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2010-11-29 SGI Mixed +1,188 $9.4K EDGAR
2010-09-07 SGI Mixed +1,188 $8.1K EDGAR
2010-08-17 SGI Other (J) +1,333 $4.5K EDGAR
2010-05-27 SGI Mixed +1,188 $9.4K EDGAR
2010-03-03 SGI Disp (D) −1,333 -$14.8K EDGAR
2010-02-26 SGI Mixed +1,058 $11.5K EDGAR
2010-02-16 SGI Other (J) +1,333 $4.5K EDGAR
2009-11-30 SGI Mixed +1,188 $7.6K EDGAR
2009-08-27 SGI Mixed +1,205 $6.8K EDGAR
2009-08-17 SGI Other (J) +1,333 $4.5K EDGAR
Showing 4150 of 55
Page 5 of 6
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.