DAYTON SEMERJIAN

CIK 1287252 · Managing Director · last filed 2023-02-28

DAYTON SEMERJIAN is a Managing Director who has filed 6 SEC Form 4 insider transactions across 1 company since 2019. The most recent filing, for LPLA, was dated Feb 28, 2023. Current disclosed insider exposure totals $5.8M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$5.80M

Companies

1

Total Filings

6

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
LPLA	Managing Director	19,118	$303.30	$5.80M	$0	6	2023-02-28

Recent Filings

6 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2023-02-28	LPLA	Mixed	+4,745	-$1.56M	EDGAR
2022-03-01	LPLA	Mixed	+1,265	-$142.3K	EDGAR
2021-03-01	LPLA	Mixed	+550	-$304.9K	EDGAR
2020-03-03	LPLA	Tax (F)	−1,903	-$151.3K	EDGAR
2020-02-27	LPLA	Grant (A)	+3,689	$0	EDGAR
2019-03-04	LPLA	Grant (A)	+10,772	$0	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.