Stephen Wallace
CIK 1298645 · VP, General Counsel, Secretary · last filed 2013-08-05
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$3.94M
Companies
1
Total Filings
22
Lifetime Open-Market Net
-$3.66M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| WLK | VP, General Counsel, Secretary | 50,726 | $77.63 | $3.94M | -$3.66M | 22 | 2013-08-05 |
Recent Filings · Page 2 of 3
22 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2010-03-02 | WLK | Grant (A) | +3,535 | $0 | EDGAR |
| 2010-02-26 | WLK | Tax (F) | −571 | -$11.6K | EDGAR |
| 2009-03-19 | WLK | Tax (F) | −74 | -$961 | EDGAR |
| 2009-02-18 | WLK | Grant (A) | +7,645 | $0 | EDGAR |
| 2008-09-04 | WLK | Tax (F) | −152 | -$2.9K | EDGAR |
| 2008-03-18 | WLK | Tax (F) | −88 | -$1.1K | EDGAR |
| 2008-02-21 | WLK | Grant (A) | +3,823 | $0 | EDGAR |
| 2007-09-05 | WLK | Tax (F) | −148 | -$4.0K | EDGAR |
| 2007-08-21 | WLK | Mixed | −205 | -$68.8K | EDGAR |
| 2007-03-19 | WLK | Tax (F) | −76 | -$2.1K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.