Tom Sosnoff

CIK 1386645 · last filed 2009-06-15

Tom Sosnoff is a corporate insider who has filed 10 SEC Form 4 insider transactions across 2 companies since 2007. Across all open-market trades the lifetime net is +$152.8K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $29.0M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$29.00M

Companies

2

Total Filings

10

Lifetime Open-Market Net

$152.8K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
SWIM	Director	4,524,553	$6.41	$29.00M	$39.5K	8	2009-02-20
THINKORSWIM GROUP INC. (IEDU) Delisted	Director	4,411,760	—	—	$113.3K	1	2007-02-20

Recent Filings

10 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2009-06-15	—	Disp (D)	−4,524,553	$0
2009-02-20	SWIM	Other (J)	+58,793	$0	EDGAR
2009-02-18	SWIM	Other (J)	+50,430	$0	EDGAR
2009-01-21	SWIM	Grant (A)	+50,000	$0	EDGAR
2009-01-16	SWIM	Grant (A)	+50,000	$397.5K	EDGAR
2008-08-18	SWIM	Buy (P)	+1,000	$10.2K	EDGAR
2008-05-06	SWIM	Buy (P)	+2,000	$16.4K	EDGAR
2008-01-23	SWIM	Grant (A)	—	$0	EDGAR
2007-05-07	SWIM	Buy (P)	+1,000	$12.9K	EDGAR
2007-02-20	THINKORSWIM GROUP INC. (IEDU) Delisted	Buy (P)	+7,220	$113.3K	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.