Thomas A. Williams
CIK 1413198 · EVP & CFO · last filed 2017-07-31
Thomas A. Williams is an EVP & CFO who has filed 16 SEC Form 4 insider transactions across 3 companies since 2012. The most recent filing, for CRTN, was dated Jul 31, 2017. Across all open-market trades the lifetime net is −$1.8M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $38.5K across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$38.5K
3
16
-$1.77M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Cartesian, Inc. (CRTN) Delisted | Director | 32,500 | — | — | $0 | 2 | 2017-07-31 |
| Spectrum Brands Holdings, Inc. (HRG) Delisted | EVP & CFO | 546,931 | — | — | -$1.77M | 11 | 2015-12-01 |
| FGL | Director | 21,896 | $1.76 | $38.5K | $0 | 3 | 2014-12-03 |
Recent Filings
16 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-07-31 | Cartesian, Inc. (CRTN) Delisted | Grant (A) | +12,500 | $0 | EDGAR |
| 2016-07-26 | Cartesian, Inc. (CRTN) Delisted | Grant (A) | +20,000 | $0 | EDGAR |
| 2015-12-01 | Spectrum Brands Holdings, Inc. (HRG) Delisted | Tax (F) | −116,707 | -$1.60M | EDGAR |
| 2015-03-09 | Spectrum Brands Holdings, Inc. (HRG) Delisted | Tax (F) | −18,497 | -$230.5K | EDGAR |
| 2014-12-03 | FGL | Grant (A) | +2,562 | $0 | EDGAR |
| 2014-12-02 | Spectrum Brands Holdings, Inc. (HRG) Delisted | Tax (F) | −51,121 | -$694.7K | EDGAR |
| 2014-11-28 | Spectrum Brands Holdings, Inc. (HRG) Delisted | Mixed | +258,279 | -$270.7K | EDGAR |
| 2014-10-08 | FGL | Grant (A) | +3,559 | $0 | EDGAR |
| 2014-03-19 | Spectrum Brands Holdings, Inc. (HRG) Delisted | Mixed | — | -$286.0K | EDGAR |
| 2014-02-26 | Spectrum Brands Holdings, Inc. (HRG) Delisted | Sell (S) | −53,185 | -$608.4K | EDGAR |