RICHARD A. BAKER
CIK 1415409 · Executive Chairman · last filed 2025-02-14
RICHARD A. BAKER is an Executive Chairman who has filed 43 SEC Form 4 insider transactions across 5 companies since 2007. Across all open-market trades the lifetime net is −$899.5K, making them a net seller over the disclosed history.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$0
5
43
-$899.5K
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC) Delisted | Director | 370,746 | $17.49 | $6.48M | -$933.1K | 28 | 2025-01-21 |
| RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC.W) Delisted | Director | 923,762 | — | — | $0 | 6 | 2014-02-25 |
| RETAIL OPPORTUNITY INVESTMENTS CORP (ROICW) Delisted | Executive Chairman | 48,797 | — | — | $0 | 6 | 2012-12-13 |
| RETAIL OPPORTUNITY INVESTMENTS CORP (NAQ.WS) Delisted | Executive Chairman | 0 | — | — | $0 | 1 | 2009-10-22 |
| RETAIL OPPORTUNITY INVESTMENTS CORP (NAQ.U) Delisted | CEO and Corporate Secretary | 10,080,000 | — | — | $33.6K | 1 | 2007-10-18 |
Recent Filings
43 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2025-02-14 | — | Mixed | −370,746 | -$6.49M | |
| 2025-01-21 | RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC) Delisted | Mixed | +11,816 | -$98.3K | EDGAR |
| 2025-01-03 | RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC) Delisted | Tax (F) | −5,390 | -$93.6K | EDGAR |
| 2024-12-16 | RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC) Delisted | Grant (A) | +14,242 | $0 | EDGAR |
| 2024-02-21 | RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC) Delisted | Grant (A) | +18,403 | $0 | EDGAR |
| 2024-01-16 | RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC) Delisted | Mixed | +12,523 | -$84.0K | EDGAR |
| 2024-01-03 | RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC) Delisted | Tax (F) | −4,842 | -$67.9K | EDGAR |
| 2023-02-22 | RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC) Delisted | Grant (A) | +14,881 | $0 | EDGAR |
| 2023-01-26 | RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC) Delisted | Mixed | +9,673 | -$69.4K | EDGAR |
| 2023-01-04 | RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC) Delisted | Tax (F) | −4,434 | -$66.6K | EDGAR |