Robert J. Moore

CIK 1445185 · President · last filed 2015-02-26

Robert J. Moore is a President who has filed 10 SEC Form 4 insider transactions across 1 company since 2012. The most recent filing shows the insider had shares withheld for taxes covering $49.2K of LPLA on Feb 26, 2015. Across all open-market trades the lifetime net is −$6.3M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $17.2M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$17.19M

Companies

1

Total Filings

10

Lifetime Open-Market Net

-$6.32M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
LPLA	President	56,668	$303.30	$17.19M	-$6.32M	5	2015-02-26

Recent Filings

10 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2015-02-26	LPLA	Tax (F)	−1,080	-$49.2K	EDGAR
2014-02-26	LPLA	Grant (A)	+17,742	$0	EDGAR
2014-02-14	LPLA	Mixed	+6	-$4.32M	EDGAR
2013-02-26	LPLA	Grant (A)	—	$0	EDGAR
2012-08-10	LPLA	Buy (P)	+20,000	$568.4K	EDGAR
2012-04-12	—	Exer (M)	+20,000	$490.0K
2012-02-13	—	Grant (A)	—	$0
2010-12-27	—	Buy (P)	—	$0
2009-09-16	—	Grant (A)	—	$0
2009-06-16	—	Grant (A)	—	$0

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.