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Lux Thomas

CIK 1466673 · Acting Chief Financial Officer · last filed 2015-05-20

Lux Thomas is an Acting Chief Financial Officer who has filed 11 SEC Form 4 insider transactions across 1 company since 2013. The most recent filing shows the insider exercised options covering $44.2K of LPLA on May 20, 2015. Across all open-market trades the lifetime net is −$258.2K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $3.1M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.15M

Companies

1

Total Filings

11

Lifetime Open-Market Net

-$258.2K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
LPLA Acting Chief Financial Officer 10,378 $303.30 $3.15M -$258.2K 7 2015-05-20

Recent Filings

11 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-05-20 LPLA Exer (M) +2,000 $44.2K EDGAR
2015-04-14 LPLA Exer (M) +2,000 $44.2K EDGAR
2014-03-04 LPLA Mixed +2,200 -$38.3K EDGAR
2014-02-25 LPLA Mixed +1,013 -$12.5K EDGAR
2013-11-15 LPLA Sell (S) −1,000 -$42.3K EDGAR
2013-02-27 LPLA Grant (A) +1,612 $0 EDGAR
2013-02-26 LPLA Grant (A) +2,088 $0 EDGAR
2012-05-11 — Exer (M) +2,500 $55.2K
2012-02-13 — Grant (A) — $0
2010-12-27 — Buy (P) — $0
Showing 1–10 of 11
Page 1 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.