THOMAS K GUBA

CIK 1475027 · last filed 2023-11-24

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$308.2K

Companies

3

Total Filings

76

Lifetime Open-Market Net

$1.27M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ARR Director 18,645 $16.53 $308.2K $151.2K 59 2023-11-24
JAVELIN MORTGAGE INVESTMENT CORP. (JMI) Delisted Director 7,305 $0 7 2016-01-07
Armour Residential REIT, Inc. (ARR.WS) Delisted Director 177,885 $1.12M 9 2012-04-11

Recent Filings · Page 6 of 8

76 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-07-02 JAVELIN MORTGAGE INVESTMENT CORP. (JMI) Delisted Grant (A) +351 $0 EDGAR
2015-04-06 ARR Mixed +5,456 $0 EDGAR
2015-04-06 JAVELIN MORTGAGE INVESTMENT CORP. (JMI) Delisted Grant (A) +330 $0 EDGAR
2015-01-07 ARR Mixed +4,734 $0 EDGAR
2015-01-07 JAVELIN MORTGAGE INVESTMENT CORP. (JMI) Delisted Grant (A) +241 $0 EDGAR
2014-10-08 JAVELIN MORTGAGE INVESTMENT CORP. (JMI) Delisted Grant (A) +208 $0 EDGAR
2014-10-08 ARR Mixed +4,536 $0 EDGAR
2014-07-03 JAVELIN MORTGAGE INVESTMENT CORP. (JMI) Delisted Grant (A) +177 $0 EDGAR
2014-07-03 ARR Mixed +4,061 $0 EDGAR
2014-01-08 ARR Mixed +4,365 $0 EDGAR
Showing 5160 of 76
Page 6 of 8
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.