MARK S GREWAL

CIK 1488713 · President and CEO · last filed 2017-08-07

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.2K

Companies

4

Total Filings

47

Lifetime Open-Market Net

-$1.00M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SANW President and CEO 160,879 $0.02 $3.2K -$423.9K 16 2017-08-07
S&W Seed Co (SANW.Z) Delisted President and CEO 95,529 -$641.5K 21 2015-04-03
S&W Seed Co (SANWZ) Delisted President and CEO 45,500 $64.4K 9 2012-12-13
S&W Seed Co (SANWU) Delisted President and CEO 2,000 $0 1 2010-05-17

Recent Filings · Page 2 of 5

47 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2016-01-05 SANW Mixed +2,555 -$17.1K EDGAR
2015-10-05 SANW Mixed +5,282 $0 EDGAR
2015-07-16 SANW Grant (A) $0 EDGAR
2015-07-06 SANW Mixed +2,566 $0 EDGAR
2015-05-11 SANW Tax (F) −5,022 -$21.7K EDGAR
2015-05-06 SANW E $0 EDGAR
2015-04-03 S&W Seed Co (SANW.Z) Delisted Mixed +1,385 -$5.5K EDGAR
2015-02-19 S&W Seed Co (SANW.Z) Delisted Mixed -$124.9K EDGAR
2015-01-05 S&W Seed Co (SANW.Z) Delisted Mixed +1,045 -$14.1K EDGAR
2014-12-16 S&W Seed Co (SANW.Z) Delisted Grant (A) $0 EDGAR
Showing 1120 of 47
Page 2 of 5
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.