Alan J Dean
CIK 1493857 · Former EVP, CFO & Treasurer · last filed 2018-01-03
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$16.83M
Companies
1
Total Filings
18
Lifetime Open-Market Net
-$1.06M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| CBOE | Former EVP, CFO & Treasurer | 63,458 | $265.24 | $16.83M | -$1.06M | 18 | 2018-01-03 |
Recent Filings · Page 2 of 2
18 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2014-02-21 | CBOE | Grant (A) | — | $0 | EDGAR |
| 2014-02-10 | CBOE | Tax (F) | −2,407 | -$124.4K | EDGAR |
| 2013-06-18 | CBOE | Tax (F) | −7,502 | -$319.4K | EDGAR |
| 2013-02-08 | CBOE | Grant (A) | +21,911 | $0 | EDGAR |
| 2012-06-19 | CBOE | Tax (F) | −6,106 | -$166.3K | EDGAR |
| 2011-06-17 | CBOE | Tax (F) | −6,106 | -$145.1K | EDGAR |
| 2010-06-18 | CBOE | Buy (P) | +300 | $8.7K | EDGAR |
| 2010-06-17 | CBOE | Grant (A) | +77,650 | $0 | EDGAR |
Showing 11–18 of 18
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Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.