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William P. Jr. Morrissey

CIK 1606128 · Managing Director · last filed 2018-03-15

William P. Jr. Morrissey is a Managing Director who has filed 17 SEC Form 4 insider transactions across 1 company since 2015. The most recent filing shows the insider had shares withheld for taxes covering $26.0K of LPLA on Mar 15, 2018. Across all open-market trades the lifetime net is −$3.6M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $5.5M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$5.49M

Companies

1

Total Filings

17

Lifetime Open-Market Net

-$3.59M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
LPLA Managing Director 18,091 $303.30 $5.49M -$3.59M 17 2018-03-15

Recent Filings

17 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-03-15 LPLA Tax (F) −400 -$26.0K EDGAR
2018-03-08 LPLA Tax (F) −231 -$14.8K EDGAR
2018-02-27 LPLA Mixed +1,181 -$50.6K EDGAR
2018-02-07 LPLA Mixed — -$698.8K EDGAR
2017-06-05 LPLA Mixed — -$570.3K EDGAR
2017-03-15 LPLA Grant (A) +3,468 $0 EDGAR
2017-03-08 LPLA Tax (F) −252 -$9.9K EDGAR
2017-02-28 LPLA Tax (F) −1,062 -$41.6K EDGAR
2017-02-23 LPLA Tax (F) −261 -$10.5K EDGAR
2016-03-08 LPLA Tax (F) −252 -$5.4K EDGAR
Showing 1–10 of 17
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.