William S Smith

CIK 1612711 · last filed 2015-12-15

William S Smith is a corporate insider who has filed 5 SEC Form 4 insider transactions across 2 companies since 2014. The most recent filing, for SANW, was dated Dec 15, 2015. Across all open-market trades the lifetime net is +$43.0K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $1.0K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.0K

Companies

2

Total Filings

5

Lifetime Open-Market Net

$43.0K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SANW Director 50,000 $0.02 $1.0K $43.0K 2 2015-12-15
S&W Seed Co (SANW.Z) Delisted Director $0 3 2014-12-16

Recent Filings

5 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2015-12-15 SANW Grant (A) $0 EDGAR
2015-05-26 SANW Buy (P) +10,000 $43.0K EDGAR
2014-12-16 S&W Seed Co (SANW.Z) Delisted Grant (A) $0 EDGAR
2014-12-11 S&W Seed Co (SANW.Z) Delisted Grant (A) $0 EDGAR
2014-07-03 S&W Seed Co (SANW.Z) Delisted Grant (A) $0 EDGAR
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.