David Y Liu
CIK 1675881 · Chief R&D Strategy Officer · last filed 2022-11-17
David Y Liu is a Chief R&D Strategy Officer who has filed 19 SEC Form 4 insider transactions across 1 company since 2016. The most recent filing shows the insider exercised options covering $231.8K of PTGX on Nov 17, 2022. Across all open-market trades the lifetime net is −$1.1M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $13.6M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$13.61M
1
19
-$1.07M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PTGX | Chief R&D Strategy Officer | 96,603 | $140.91 | $13.61M | -$1.07M | 19 | 2022-11-17 |
Recent Filings
19 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2022-11-17 | PTGX | Exer (M) | +100,479 | $231.8K | EDGAR |
| 2022-03-02 | PTGX | Tax (F) | −2,119 | -$51.4K | EDGAR |
| 2022-02-17 | PTGX | Grant (A) | +10,000 | $0 | EDGAR |
| 2021-08-19 | PTGX | Mixed | −4,779 | -$694.2K | EDGAR |
| 2021-02-26 | PTGX | Grant (A) | +10,000 | $0 | EDGAR |
| 2020-02-28 | PTGX | Grant (A) | — | $0 | EDGAR |
| 2019-08-08 | PTGX | Sell (S) | −3,395 | -$30.0K | EDGAR |
| 2019-03-04 | PTGX | Mixed | +14,190 | -$6.5K | EDGAR |
| 2019-02-08 | PTGX | Sell (S) | −3,821 | -$29.6K | EDGAR |
| 2018-08-17 | PTGX | Grant (A) | +25,800 | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.