Nicholas D Klein
CIK 1788010 · Chief Risk Officer · last filed 2025-11-04
Nicholas D Klein is a Chief Risk Officer who has filed 11 SEC Form 4 insider transactions across 0 companies.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$0
Companies
0
Total Filings
11
Lifetime Open-Market Net
$0
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| No companies on record. | |||||||
Recent Filings
11 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2025-11-04 | — | Exer (M) | +349 | $8.0K | |
| 2025-11-03 | — | Sell (S) | −348 | -$7.8K | |
| 2025-01-31 | — | Sell (S) | −500 | -$8.8K | |
| 2025-01-14 | — | Disc (I) | +206 | $3.0K | |
| 2024-11-01 | — | Exer (M) | +348 | $6.1K | |
| 2024-10-08 | — | Disc (I) | +544 | $6.8K | |
| 2024-07-09 | — | Disc (I) | +217 | $2.7K | |
| 2024-04-08 | — | Disc (I) | +244 | $3.0K | |
| 2023-11-03 | — | Exer (M) | +348 | $4.5K | |
| 2023-04-19 | — | Buy (P) | +500 | $6.8K |
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.