Kelly Smales
CIK 1862728 · last filed 2024-06-20
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Loading insider history…
Disclosed Exposure
$0
Companies
1
Total Filings
16
Lifetime Open-Market Net
-$79.5K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Transphorm, Inc. (TGAN) Delisted | Director | 0 | $5.10 | $0 | -$79.5K | 15 | 2024-06-20 |
Recent Filings · Page 2 of 2
16 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2023-11-27 | Transphorm, Inc. (TGAN) Delisted | Sell (S) | −3,995 | -$10.5K | EDGAR |
| 2023-11-21 | Transphorm, Inc. (TGAN) Delisted | Sell (S) | −3,883 | -$11.0K | EDGAR |
| 2023-10-24 | Transphorm, Inc. (TGAN) Delisted | Grant (A) | +2,708 | $0 | EDGAR |
| 2023-10-13 | Transphorm, Inc. (TGAN) Delisted | Grant (A) | +48,630 | $0 | EDGAR |
| 2023-07-25 | Transphorm, Inc. (TGAN) Delisted | Exer (M) | +1,173 | $3.9K | EDGAR |
| 2021-07-06 | — | Grant (A) | +35,000 | $0 |
Showing 11–16 of 16
Prev
Page 2 of 2
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.