PenderFund Capital Management Ltd. — 13F Holdings & Portfolio
CIK 1706164 · latest 13F-HR filed 2026-08-17
PenderFund Capital Management Ltd. manages $780.1M in 13F-reported U.S. long-equity assets across 231 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are NOG (8.32%), FLNC (7.81%), AG (6.20%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 69 new positions, exited 91, added to 91, and trimmed 51.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
VANCOUVER, A1 V6E 3X2
$780.1M
Long-equity book
231
Distinct positions
2026-06-30
Filed 2026-08-17
+69 / −91 / ↑91 / ↓51
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- WOLFSPEED INC$24.4M +149.4%
- FLUENCE ENERGY INC$23.0M +60.4%
- ALIBABA GROUP HLDG LTD$22.6M +324.8%
- NORTHERN OIL & GAS INC$15.2M +30.5%
- EVOLENT HEALTH INC$11.2M +141.7%
Top Trims
- ABRDN PLATINUM ETF TRUST-$17.2M -60.4%
- EQUINOX GOLD CORP-$8.9M -30.4%
- FIRST MAJESTIC SILVER CORP-$6.1M -11.1%
- MDA SPACE LTD-$3.5M -31.4%
- NIO INC-$2.8M -9.3%
New Positions
- VERTEX INC$44.8M
- TEUCRIUM COMMODITY TR$15.3M
- IRHYTHM HOLDINGS INC$10.2M
- SOUTHERN CO$10.1M
- OMNICELL COM$3.6M
Exited Positions
- DUKE ENERGY CORP NEW$28.1M
- EQUINOX GOLD CORP$11.7M
- SUPER MICRO COMPUTER INC$5.3M
- BOYD GROUP SERVICES INC$880.9K
- SSR MINING IN$634.9K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | NORTHERN OIL & GAS INC | NOG | 665531AJ8 | $64.9M | 8.32% | 67,000,000 | PRN |
| 2 | FLUENCE ENERGY INC | FLNC | 34379VAB9 | $60.9M | 7.81% | 47,410,000 | PRN |
| 3 | FIRST MAJESTIC SILVER CORP | AG | 32076VAD5 | $48.4M | 6.20% | 38,740,000 | PRN |
| 4 | VERTEX INC | VRTX | 92538JAB2 | $44.8M | 5.74% | 50,000,000 | PRN |
| 5 | WOLFSPEED INC | WOLF | 977852AP7 | $40.7M | 5.21% | 10,330,060 | PRN |
| 6 | SOUTHERN CO | SO | 842587DZ7 | $33.1M | 4.25% | 30,000,000 | PRN |
| 7 | EVOLENT HEALTH INC | — | 30050BAH4 | $31.5M | 4.03% | 42,017,000 | PRN |
| 8 | ALIBABA GROUP HLDG LTD | BABAF | 01609WBG6 | $29.5M | 3.79% | 25,000,000 | PRN |
| 9 | NIO INC | NIO | 62914VAK2 | $26.9M | 3.45% | 26,500,000 | PRN |
| 10 | NIO INC | NIO | 62914VAJ5 | $25.7M | 3.30% | 25,185,000 | PRN |
| 11 | PPL CAP FDG INC | PPL | 69352PAS2 | $25.2M | 3.23% | 22,000,000 | PRN |
| 12 | EQUINOX GOLD CORP | EQX | 29446YAC0 | $20.5M | 2.63% | 12,077,000 | PRN |
| 13 | EVOLENT HEALTH INC | — | 30050BAJ0 | $19.0M | 2.44% | 23,370,000 | PRN |
| 14 | SANGOMA TECHNOLOGIES CORP | SANG | 80100R408 | $16.7M | 2.14% | 4,386,194 | SH |
| 15 | CARDLYTICS INC | CDLX | 14161WAD7 | $15.5M | 1.99% | 53,802,000 | PRN |
| 16 | TEUCRIUM COMMODITY TR | WEAT | 88166A870 | $15.3M | 1.97% | 696,000 | SH |
| 17 | PAR TECHNOLOGY CORP | PAR | 698884AE3 | $14.4M | 1.84% | 15,000,000 | PRN |
| 18 | PAR TECHNOLOGY CORP | PAR | 698884103 | $14.2M | 1.81% | 812,462 | SH |
| 19 | TEUCRIUM COMMODITY TR | CORN | 88166A102 | $13.5M | 1.73% | 804,300 | SH |
| 20 | OPKO HEALTH INC | OPK | 68375NAG8 | $12.8M | 1.64% | 8,491,000 | PRN |
| 21 | MERITAGE HOMES CORP | MTH | 59001ABF8 | $12.5M | 1.60% | 12,000,000 | PRN |
| 22 | ESPERION THERAPEUTICS INC NE | ESPR | 29664W105 | $12.3M | 1.57% | 3,884,508 | SH |
| 23 | ABRDN PLATINUM ETF TRUST | PPLT | 003260106 | $11.3M | 1.45% | 800,000 | SH |
| 24 | TELESAT CORP | TSAT | 879512309 | $11.0M | 1.41% | 225,153 | SH |
| 25 | IRHYTHM HOLDINGS INC | IRTC | 450056AB2 | $10.2M | 1.31% | 9,260,000 | PRN |
| 26 | SOUTHERN CO | SO | 842587ED5 | $10.1M | 1.30% | 10,000,000 | PRN |
| 27 | WESTERN AST INFL LKD OPP & I | WIW | 95766R104 | $8.4M | 1.08% | 998,747 | SH |
| 28 | TXNM ENERGY INC | TXNM | 69349HAF4 | $7.7M | 0.99% | 5,900,000 | PRN |
| 29 | MDA SPACE LTD | MDA | 55293N109 | $7.6M | 0.97% | 183,588 | SH |
| 30 | BLUE MOON METALS INC | BMM | 09570Q509 | $7.5M | 0.96% | 1,176,098 | SH |
| 31 | OMNICELL COM | OMCL | 68213NAF6 | $3.6M | 0.46% | 3,353,000 | PRN |
| 32 | MORGAN STANLEY EMERGING MKTS | EDD | 617477104 | $3.0M | 0.38% | 504,800 | SH |
| 33 | HIGHLANDER SILVER CORP | HSLV | 43087N204 | $2.8M | 0.35% | 587,800 | SH |
| 34 | MAPLEBEAR INC | CART | 565394103 | $2.7M | 0.34% | 56,068 | SH |
| 35 | STANDARDAERO INC | SARO | 85423L103 | $2.5M | 0.31% | 81,962 | SH |
| 36 | TEUCRIUM COMMODITY TR | SOYB | 88166A607 | $2.4M | 0.31% | 100,000 | SH |
| 37 | KKR & CO INC | KKR | 48251W104 | $2.4M | 0.31% | 26,540 | SH |
| 38 | ADECOAGRO S A | AGRO | L00849106 | $2.4M | 0.31% | 250,000 | SH |
| 39 | FLUOR CORP | FLR | 343412102 | $2.4M | 0.30% | 45,374 | SH |
| 40 | CANADIAN PACIFIC KANSAS CITY | CP | 13646K108 | $2.3M | 0.30% | 27,000 | SH |
| 41 | DOLLAR TREE INC | DLTR | 256746108 | $2.3M | 0.29% | 18,634 | SH |
| 42 | GENERAC HLDGS INC | GNRC | 368736104 | $2.2M | 0.28% | 7,570 | SH |
| 43 | DECKERS OUTDOOR CORP | DECK | 243537107 | $1.9M | 0.25% | 19,305 | SH |
| 44 | ADDUS HOMECARE CORP | ADUS | 006739106 | $1.9M | 0.24% | 18,497 | SH |
| 45 | NEXGEN ENERGY LTD | NXE | 65340P106 | $1.8M | 0.24% | 196,400 | SH |
| 46 | CLARIVATE PLC | CLVT | G21810109 | $1.8M | 0.23% | 830,400 | SH |
| 47 | STONECO LTD | STNE | G85158106 | $1.7M | 0.22% | 157,200 | SH |
| 48 | MICROSOFT CORP | MSFT | 594918104 | $1.5M | 0.19% | 3,900 | SH |
| 49 | AMAZON COM INC | AMZN | 023135106 | $1.5M | 0.19% | 6,100 | SH |
| 50 | INTERNATIONAL FLAVORS&FRAGRA | IFF | 459506101 | $1.4M | 0.18% | 17,642 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-17 | $780.1M | 231 | 0001706164-26-000005 |
| 2026-03-31 | 2026-05-15 | $638.6M | 253 | 0001706164-26-000003 |
| 2025-12-31 | 2026-02-17 | $634.7M | 219 | 0001706164-26-000001 |
| 2025-09-30 | 2025-11-14 | $592.7M | 207 | 0001706164-25-000010 |