TOM C DAVIS

CIK 1179317 · last filed 2015-05-19

TOM C DAVIS is a corporate insider who has filed 48 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing, for ATEC, was dated May 19, 2015. Across all open-market trades the lifetime net is −$2.7M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $381.0K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$381.0K

Companies

4

Total Filings

48

Lifetime Open-Market Net

-$2.66M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ATEC Director 37,275 $8.43 $314.0K $0 2 2015-05-19
DEAN FOODS CO (DF) Delisted Director 22,759 -$1.93M 31 2015-02-19
WhiteHorse Finance, Inc. (WHFB.L) Delisted Director 8,000 $46.7K 1 2014-12-16
WHG Director 3,600 $18.59 $66.9K -$780.9K 14 2012-08-22

Recent Filings

48 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2015-05-19 ATEC Grant (A) +3,941 $0 EDGAR
2015-05-19 ATEC Grant (A) +33,334 $0 EDGAR
2015-02-19 DEAN FOODS CO (DF) Delisted Exer (M) +1,955 $0 EDGAR
2015-02-18 DEAN FOODS CO (DF) Delisted Mixed +5,424 $0 EDGAR
2014-12-16 WhiteHorse Finance, Inc. (WHFB.L) Delisted Buy (P) +4,000 $46.7K EDGAR
2014-02-20 DEAN FOODS CO (DF) Delisted Exer (M) +2,192 $0 EDGAR
2014-02-19 DEAN FOODS CO (DF) Delisted Exer (M) +4,552 $0 EDGAR
2014-02-18 DEAN FOODS CO (DF) Delisted Grant (A) $0 EDGAR
2013-12-05 DEAN FOODS CO (DF) Delisted Mixed -$225.9K EDGAR
2013-06-05 DEAN FOODS CO (DF) Delisted Mixed -$252.3K EDGAR
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.