TOM C DAVIS

CIK 1179317 · last filed 2015-05-19

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$374.4K

Companies

4

Total Filings

48

Lifetime Open-Market Net

-$2.66M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ATEC Director 37,275 $8.27 $308.3K $0 2 2015-05-19
DEAN FOODS CO (DF) Delisted Director 22,759 -$1.93M 31 2015-02-19
WhiteHorse Finance, Inc. (WHFB.L) Delisted Director 8,000 $46.7K 1 2014-12-16
WHG Director 3,600 $18.38 $66.2K -$780.9K 14 2012-08-22

Recent Filings · Page 2 of 5

48 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2013-02-20 DEAN FOODS CO (DF) Delisted Mixed +3,591 $0 EDGAR
2013-02-14 DEAN FOODS CO (DF) Delisted Exer (M) +1,000 $0 EDGAR
2012-12-10 DEAN FOODS CO (DF) Delisted Sell (S) −18,000 -$308.2K EDGAR
2012-08-22 WHG Sell (S) −2,000 -$73.8K EDGAR
2012-07-03 DEAN FOODS CO (DF) Delisted Mixed +6,424 -$39 EDGAR
2012-04-23 WHG Grant (A) +1,500 $0 EDGAR
2012-02-22 DEAN FOODS CO (DF) Delisted Mixed +1,898 $0 EDGAR
2012-02-14 DEAN FOODS CO (DF) Delisted Exer (M) +2,234 $0 EDGAR
2011-07-05 DEAN FOODS CO (DF) Delisted Exer (M) +850 $0 EDGAR
2011-04-26 WHG Sell (S) −3,000 -$113.2K EDGAR
Showing 1120 of 48
Page 2 of 5
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.