TOM C DAVIS
CIK 1179317 · last filed 2015-05-19
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$379.0K
Companies
4
Total Filings
48
Lifetime Open-Market Net
-$2.66M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| ATEC | Director | 37,275 | $8.40 | $313.3K | $0 | 2 | 2015-05-19 |
| DEAN FOODS CO (DF) Delisted | Director | 22,759 | — | — | -$1.93M | 31 | 2015-02-19 |
| WhiteHorse Finance, Inc. (WHFB.L) Delisted | Director | 8,000 | — | — | $46.7K | 1 | 2014-12-16 |
| WHG | Director | 3,600 | $18.25 | $65.7K | -$780.9K | 14 | 2012-08-22 |
Recent Filings · Page 3 of 5
48 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2011-04-22 | WHG | Grant (A) | +1,500 | $0 | EDGAR |
| 2011-02-23 | DEAN FOODS CO (DF) Delisted | Grant (A) | — | $0 | EDGAR |
| 2011-02-15 | DEAN FOODS CO (DF) Delisted | Exer (M) | +2,236 | $0 | EDGAR |
| 2010-07-23 | WHG | Grant (A) | +1,500 | $0 | EDGAR |
| 2010-07-02 | DEAN FOODS CO (DF) Delisted | Exer (M) | +1,700 | $0 | EDGAR |
| 2010-02-17 | DEAN FOODS CO (DF) Delisted | Mixed | +1,235 | $0 | EDGAR |
| 2009-11-13 | DEAN FOODS CO (DF) Delisted | Sell (S) | −8,000 | -$134.5K | EDGAR |
| 2009-08-05 | WHG | Sell (S) | −2,000 | -$77.5K | EDGAR |
| 2009-07-24 | WHG | Grant (A) | +1,500 | $0 | EDGAR |
| 2009-07-02 | DEAN FOODS CO (DF) Delisted | Exer (M) | +2,949 | $0 | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.