STEPHEN P KAUFMAN

CIK 1186370 · last filed 2014-10-03

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$9.74M

Companies

2

Total Filings

58

Lifetime Open-Market Net

-$2.10M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
KLAC Director 21,321 $254.54 $5.43M -$2.16M 19 2013-12-02
TMO Director 9,192 $469.34 $4.31M $53.5K 5 2010-05-24

Recent Filings · Page 4 of 6

58 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2010-04-05 Grant (A) $0
2010-01-05 Grant (A) $0
2009-11-05 KLAC Grant (A) +3,148 $0 EDGAR
2009-10-05 Grant (A) $0
2009-07-02 Grant (A) $0
2009-05-22 TMO Grant (A) +3,540 $0 EDGAR
2009-04-03 Grant (A) $0
2009-01-05 Grant (A) $0
2008-11-13 KLAC Grant (A) +5,333 $0 EDGAR
2008-10-03 Grant (A) $0
Showing 3140 of 58
Page 4 of 6
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.