JAMES W LIKEN

CIK 1186465 · Vice Chairman · last filed 2024-09-24

JAMES W LIKEN is a Vice Chairman who has filed 32 SEC Form 4 insider transactions across 3 companies since 2007. Across all open-market trades the lifetime net is −$1.8M, making them a net seller over the disclosed history.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

3

Total Filings

32

Lifetime Open-Market Net

-$1.78M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
VAPOTHERM INC (VAPO) Delisted Director 506,473 $2.17 $1.10M $506.0K 23 2023-07-28
DynaVox Inc. (DVOX) Delisted Director 38,336 $102.5K 3 2012-06-04
RESPIRONICS INC (RESP) Delisted Vice Chairman 0 $50.79 $0 -$2.39M 4 2008-03-10

Recent Filings

32 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2024-09-24 Mixed −72,308 -$135.4K
2024-01-03 Grant (A) +9,000 $90.0K
2023-07-28 VAPOTHERM INC (VAPO) Delisted Grant (A) +21,000 $0 EDGAR
2023-02-14 VAPOTHERM INC (VAPO) Delisted Buy (P) +238,095 $0 EDGAR
2023-01-04 VAPOTHERM INC (VAPO) Delisted Grant (A) +18,000 $48.6K EDGAR
2022-11-29 VAPOTHERM INC (VAPO) Delisted Buy (P) +75,000 $57.3K EDGAR
2022-08-22 VAPOTHERM INC (VAPO) Delisted Buy (P) +20,000 $34.1K EDGAR
2022-08-04 VAPOTHERM INC (VAPO) Delisted Grant (A) $0 EDGAR
2022-05-11 VAPOTHERM INC (VAPO) Delisted Buy (P) +10,000 $29.8K EDGAR
2022-01-04 VAPOTHERM INC (VAPO) Delisted Grant (A) +8,690 $180.0K EDGAR
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.