JAMES W LIKEN
CIK 1186465 · Vice Chairman · last filed 2024-09-24
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$0
Companies
3
Total Filings
32
Lifetime Open-Market Net
-$1.78M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| VAPOTHERM INC (VAPO) Delisted | Director | 506,473 | $2.17 | $1.10M | $506.0K | 23 | 2023-07-28 |
| DynaVox Inc. (DVOX) Delisted | Director | 38,336 | — | — | $102.5K | 3 | 2012-06-04 |
| RESPIRONICS INC (RESP) Delisted | Vice Chairman | 0 | $50.79 | $0 | -$2.39M | 4 | 2008-03-10 |
Recent Filings · Page 2 of 4
32 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2021-07-23 | VAPOTHERM INC (VAPO) Delisted | Grant (A) | +5,392 | $0 | EDGAR |
| 2021-05-17 | VAPOTHERM INC (VAPO) Delisted | Buy (P) | +10,000 | $169.9K | EDGAR |
| 2021-04-27 | VAPOTHERM INC (VAPO) Delisted | Grant (A) | +4,118 | $0 | EDGAR |
| 2021-01-21 | VAPOTHERM INC (VAPO) Delisted | Grant (A) | +703 | $22.5K | EDGAR |
| 2020-10-16 | VAPOTHERM INC (VAPO) Delisted | Grant (A) | +751 | $22.5K | EDGAR |
| 2020-07-17 | VAPOTHERM INC (VAPO) Delisted | Grant (A) | +449 | $22.5K | EDGAR |
| 2020-04-17 | VAPOTHERM INC (VAPO) Delisted | Grant (A) | +1,247 | $22.5K | EDGAR |
| 2020-03-10 | VAPOTHERM INC (VAPO) Delisted | Grant (A) | +1,936 | $22.5K | EDGAR |
| 2020-01-03 | VAPOTHERM INC (VAPO) Delisted | Grant (A) | +1,936 | $0 | EDGAR |
| 2019-11-12 | VAPOTHERM INC (VAPO) Delisted | Buy (P) | +25,000 | $214.9K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.