JAMES W LIKEN
CIK 1186465 · Vice Chairman · last filed 2024-09-24
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$0
Companies
3
Total Filings
32
Lifetime Open-Market Net
-$1.78M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| VAPOTHERM INC (VAPO) Delisted | Director | 506,473 | $2.17 | $1.10M | $506.0K | 23 | 2023-07-28 |
| DynaVox Inc. (DVOX) Delisted | Director | 38,336 | — | — | $102.5K | 3 | 2012-06-04 |
| RESPIRONICS INC (RESP) Delisted | Vice Chairman | 0 | $50.79 | $0 | -$2.39M | 4 | 2008-03-10 |
Recent Filings · Page 3 of 4
32 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2019-10-17 | VAPOTHERM INC (VAPO) Delisted | Grant (A) | +2,236 | $22.5K | EDGAR |
| 2019-07-25 | VAPOTHERM INC (VAPO) Delisted | Grant (A) | — | $0 | EDGAR |
| 2019-07-19 | VAPOTHERM INC (VAPO) Delisted | Grant (A) | +1,159 | $22.5K | EDGAR |
| 2019-04-15 | VAPOTHERM INC (VAPO) Delisted | Grant (A) | +1,167 | $22.5K | EDGAR |
| 2019-02-05 | VAPOTHERM INC (VAPO) Delisted | Grant (A) | +703 | $11.7K | EDGAR |
| 2012-06-04 | DynaVox Inc. (DVOX) Delisted | Grant (A) | +10,000 | $0 | EDGAR |
| 2011-05-18 | DynaVox Inc. (DVOX) Delisted | Grant (A) | +1,669 | $0 | EDGAR |
| 2010-11-30 | DynaVox Inc. (DVOX) Delisted | Buy (P) | +25,000 | $102.5K | EDGAR |
| 2008-03-10 | RESPIRONICS INC (RESP) Delisted | Mixed | −138,958 | -$9.17M | EDGAR |
| 2008-01-17 | RESPIRONICS INC (RESP) Delisted | Grant (A) | — | $0 | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.