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RICHARD L YATES

CIK 1227067 · Sr. VP & Controller · last filed 2014-03-04

RICHARD L YATES is a Sr. VP & Controller who has filed 46 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for TXT, was dated Mar 4, 2014. Across all open-market trades the lifetime net is −$4.9M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $4.3M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$4.26M

Companies

2

Total Filings

46

Lifetime Open-Market Net

-$4.89M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
TXT Sr. VP & Controller 45,398 $93.74 $4.26M -$2.47M 23 2014-03-04
TEXTRON INC (TXTpB) Delisted Sr. VP/Controller/Acting CFO 41,720 — — -$2.43M 23 2009-03-03

Recent Filings

46 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2014-03-04 TXT Mixed +6,358 -$273.4K EDGAR
2014-01-03 TXT Grant (A) — $0 EDGAR
2013-10-28 TXT Mixed — -$279.3K EDGAR
2013-03-05 TXT Mixed +9,163 -$210.6K EDGAR
2013-02-05 TXT Sell (S) +5,900 $170.7K EDGAR
2013-02-05 TXT Sell (S) −5,900 -$170.7K EDGAR
2013-01-29 TXT Mixed — -$61.3K EDGAR
2013-01-03 TXT Grant (A) — $0 EDGAR
2012-08-06 TXT Mixed +2,590 -$75.0K EDGAR
2012-03-05 TXT Mixed +10,687 -$546.2K EDGAR
Showing 1–10 of 46
Page 1 of 5
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.