RICHARD L YATES

CIK 1227067 · Sr. VP & Controller · last filed 2014-03-04

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.68M

Companies

1

Total Filings

46

Lifetime Open-Market Net

-$4.89M

Filer Profile

Related Filers
TEXTRON INC — 60 joint filings, latest 2014-03-04
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
TXT Sr. VP & Controller 45,398 $81.00 $3.68M -$4.89M 46 2014-03-04

Recent Filings · Page 2 of 5

46 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2012-02-01 TXT Mixed −1,910 -$186.1K EDGAR
2012-01-04 TXT Grant (A) $0 EDGAR
2011-05-17 TXT Other (J) −1,491 $0 EDGAR
2011-03-22 TXT Tax (F) −1,830 -$48.0K EDGAR
2011-03-03 TXT Mixed +10,368 -$455.0K EDGAR
2011-01-04 TXT Grant (A) $0 EDGAR
2010-11-19 TXT Mixed −4,132 -$198.2K EDGAR
2010-08-03 TXT Mixed $0 EDGAR
2010-03-03 TXT Mixed −1,320 -$326.4K EDGAR
2010-02-25 TXT Tax (F) −750 -$14.6K EDGAR
Showing 1120 of 46
Page 2 of 5
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.