James T Sullivan
CIK 1334319 · Controller & Prin Acct Officer · last filed 2011-03-03
James T Sullivan is a Controller & Prin Acct Officer who has filed 11 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing, for ROC, was dated Mar 3, 2011. Across all open-market trades the lifetime net is −$544.0K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $73.9K across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$73.9K
1
11
-$544.0K
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| ROC | Controller & Prin Acct Officer | 16,524 | $4.47 | $73.9K | -$544.0K | 11 | 2011-03-03 |
Recent Filings
11 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2011-03-03 | ROC | Mixed | +6,599 | -$5.8K | EDGAR |
| 2010-12-14 | ROC | Grant (A) | +2,409 | $0 | EDGAR |
| 2010-08-06 | ROC | Mixed | — | -$107.4K | EDGAR |
| 2010-05-14 | ROC | Mixed | — | -$101.5K | EDGAR |
| 2010-03-05 | ROC | Grant (A) | +2,938 | $0 | EDGAR |
| 2009-12-15 | ROC | Grant (A) | +1,571 | $0 | EDGAR |
| 2008-12-16 | ROC | Grant (A) | +4,073 | $0 | EDGAR |
| 2008-06-19 | ROC | Sell (S) | −3,500 | -$135.1K | EDGAR |
| 2007-12-14 | ROC | Grant (A) | — | $0 | EDGAR |
| 2007-05-29 | ROC | Grant (A) | — | $0 | EDGAR |