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Andrew Jay Sossen

CIK 1373646 · Former COO and General Counsel · last filed 2023-05-02

Andrew Jay Sossen is a Former COO and General Counsel who has filed 43 SEC Form 4 insider transactions across 2 companies since 2008. The most recent filing, for STWD, was dated May 2, 2023. Across all open-market trades the lifetime net is −$3.6M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $3.1M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.10M

Companies

2

Total Filings

43

Lifetime Open-Market Net

-$3.58M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
STWD Former COO and General Counsel 182,427 $17.00 $3.10M -$3.58M 42 2023-05-02
KKR Financial Holdings LLC (KFN) Delisted General Counsel & Secretary 35,000 — — $0 1 2008-02-21

Recent Filings

43 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-05-02 STWD Disp (D) −138,249 $0 EDGAR
2023-03-15 STWD Grant (A) +44,950 $0 EDGAR
2022-11-16 STWD Sell (S) −18,155 -$383.3K EDGAR
2022-04-01 STWD Sell (S) −33,750 -$818.5K EDGAR
2022-03-16 STWD Grant (A) +30,957 $0 EDGAR
2021-04-08 STWD Grant (A) +64,461 $0 EDGAR
2021-03-19 STWD Grant (A) +24,600 $0 EDGAR
2020-11-27 STWD Sell (S) −12,500 -$240.1K EDGAR
2020-03-24 STWD Grant (A) +48,465 $0 EDGAR
2019-11-04 STWD Grant (A) +40,651 $0 EDGAR
Showing 1–10 of 43
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.