Andrew Jay Sossen
CIK 1373646 · Former COO and General Counsel · last filed 2023-05-02
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$3.10M
Companies
2
Total Filings
43
Lifetime Open-Market Net
-$3.58M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| STWD | Former COO and General Counsel | 182,427 | $17.00 | $3.10M | -$3.58M | 42 | 2023-05-02 |
| KKR Financial Holdings LLC (KFN) Delisted | General Counsel & Secretary | 35,000 | — | — | $0 | 1 | 2008-02-21 |
Recent Filings · Page 2 of 5
43 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2019-09-10 | STWD | Sell (S) | −30,000 | -$712.5K | EDGAR |
| 2019-03-19 | STWD | Grant (A) | +25,686 | $0 | EDGAR |
| 2018-04-06 | STWD | Grant (A) | +27,205 | $0 | EDGAR |
| 2017-09-21 | STWD | Sell (S) | −11,270 | -$247.3K | EDGAR |
| 2017-03-28 | STWD | Grant (A) | +26,978 | $0 | EDGAR |
| 2016-03-22 | STWD | Sell (S) | −18,155 | -$345.8K | EDGAR |
| 2016-03-22 | STWD | Grant (A) | +43,725 | $0 | EDGAR |
| 2015-12-18 | STWD | Grant (A) | +43,141 | $0 | EDGAR |
| 2015-10-05 | STWD | Sell (S) | −2,000 | -$42.0K | EDGAR |
| 2015-09-03 | STWD | Sell (S) | −2,000 | -$42.0K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.