James Rothman
CIK 1380378 · last filed 2023-10-03
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$7.98M
Companies
5
Total Filings
12
Lifetime Open-Market Net
-$12.92M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Bruker Cellular Analysis, Inc. (CELL) Delisted | Director | 0 | $1.00 | $0 | $0 | 1 | 2023-10-03 |
| Bruker Cellular Analysis, Inc. (BLI) Delisted | Director | 163,810 | $1.20 | $196.6K | -$12.92M | 5 | 2022-08-01 |
| MRNA | Director | — | $59.48 | — | $0 | 2 | 2009-05-21 |
| INGN | Director | — | $6.50 | — | $0 | 1 | 2008-08-13 |
| ACA | 55,080 | $144.82 | $7.98M | $6.3K | 1 | 2007-08-02 |
Recent Filings · Page 2 of 2
12 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2008-06-12 | MRNA | Grant (A) | — | $0 | EDGAR |
| 2007-08-02 | ACA | Buy (P) | +1,000 | $6.3K | EDGAR |
Showing 11–12 of 12
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Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.