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Michael E. Pfau

CIK 1415173 · last filed 2018-06-04

Michael E. Pfau is a corporate insider who has filed 32 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing shows the insider exercised options covering $34.5K of PPBI on Jun 4, 2018. Across all open-market trades the lifetime net is +$294.2K, making them a net buyer over the disclosed history.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

2

Total Filings

32

Lifetime Open-Market Net

$294.2K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PACIFIC PREMIER BANCORP INC (PPBI) Delisted Director 34,697 $24.57 $852.5K $0 6 2018-06-04
HERITAGE OAKS BANCORP (HEOP) Delisted Director 86,541 — — $294.2K 26 2016-09-06

Recent Filings

32 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2018-06-04 PACIFIC PREMIER BANCORP INC (PPBI) Delisted Exer (M) +3,470 $34.5K EDGAR
2018-04-04 PACIFIC PREMIER BANCORP INC (PPBI) Delisted Grant (A) +373 $15.0K EDGAR
2018-03-02 PACIFIC PREMIER BANCORP INC (PPBI) Delisted Grant (A) +1,427 $0 EDGAR
2018-01-19 PACIFIC PREMIER BANCORP INC (PPBI) Delisted Exer (M) +911 $30.1K EDGAR
2018-01-03 PACIFIC PREMIER BANCORP INC (PPBI) Delisted Grant (A) +375 $15.0K EDGAR
2017-10-03 PACIFIC PREMIER BANCORP INC (PPBI) Delisted Grant (A) +397 $15.0K EDGAR
2016-09-06 HERITAGE OAKS BANCORP (HEOP) Delisted Grant (A) +3,101 $25.0K EDGAR
2015-08-05 HERITAGE OAKS BANCORP (HEOP) Delisted Grant (A) +3,113 $25.0K EDGAR
2014-08-05 HERITAGE OAKS BANCORP (HEOP) Delisted Grant (A) +3,591 $25.0K EDGAR
2013-08-05 HERITAGE OAKS BANCORP (HEOP) Delisted Grant (A) +2,255 $15.0K EDGAR
Showing 1–10 of 32
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.