Michael E. Pfau
CIK 1415173 · last filed 2018-06-04
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$0
Companies
2
Total Filings
32
Lifetime Open-Market Net
$294.2K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PACIFIC PREMIER BANCORP INC (PPBI) Delisted | Director | 34,697 | $24.57 | $852.5K | $0 | 6 | 2018-06-04 |
| HERITAGE OAKS BANCORP (HEOP) Delisted | Director | 86,541 | — | — | $294.2K | 26 | 2016-09-06 |
Recent Filings · Page 2 of 4
32 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2013-02-14 | HERITAGE OAKS BANCORP (HEOP) Delisted | Buy (P) | +9,699 | $55.2K | EDGAR |
| 2013-02-12 | HERITAGE OAKS BANCORP (HEOP) Delisted | Buy (P) | +201 | $1.1K | EDGAR |
| 2013-02-07 | HERITAGE OAKS BANCORP (HEOP) Delisted | Buy (P) | +100 | $562 | EDGAR |
| 2012-11-06 | HERITAGE OAKS BANCORP (HEOP) Delisted | Buy (P) | +10,000 | $52.0K | EDGAR |
| 2012-05-03 | HERITAGE OAKS BANCORP (HEOP) Delisted | Grant (A) | +1,800 | $9.0K | EDGAR |
| 2011-12-07 | HERITAGE OAKS BANCORP (HEOP) Delisted | Buy (P) | +2,622 | $8.8K | EDGAR |
| 2011-11-23 | HERITAGE OAKS BANCORP (HEOP) Delisted | Buy (P) | +5,000 | $17.0K | EDGAR |
| 2010-09-02 | HERITAGE OAKS BANCORP (HEOP) Delisted | Grant (A) | — | $0 | EDGAR |
| 2010-08-27 | HERITAGE OAKS BANCORP (HEOP) Delisted | Buy (P) | +5,000 | $16.0K | EDGAR |
| 2010-06-15 | HERITAGE OAKS BANCORP (HEOP) Delisted | O | +23,002 | $0 | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.