Michael E. Pfau

CIK 1415173 · last filed 2018-06-04

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

2

Total Filings

32

Lifetime Open-Market Net

$294.2K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PACIFIC PREMIER BANCORP INC (PPBI) Delisted Director 34,697 $24.57 $852.5K $0 6 2018-06-04
HERITAGE OAKS BANCORP (HEOP) Delisted Director 86,541 $294.2K 26 2016-09-06

Recent Filings · Page 3 of 4

32 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2010-03-16 HERITAGE OAKS BANCORP (HEOP) Delisted Buy (P) +75 $75.0K EDGAR
2009-08-06 HERITAGE OAKS BANCORP (HEOP) Delisted Buy (P) +2,000 $12.7K EDGAR
2009-06-05 HERITAGE OAKS BANCORP (HEOP) Delisted Buy (P) +1,000 $6.5K EDGAR
2009-06-03 HERITAGE OAKS BANCORP (HEOP) Delisted Buy (P) +1,000 $6.8K EDGAR
2009-03-20 HERITAGE OAKS BANCORP (HEOP) Delisted Buy (P) +1,500 $6.4K EDGAR
2009-02-04 HERITAGE OAKS BANCORP (HEOP) Delisted Grant (A) $0 EDGAR
2008-10-24 HERITAGE OAKS BANCORP (HEOP) Delisted Buy (P) +2,000 $9.8K EDGAR
2008-08-14 HERITAGE OAKS BANCORP (HEOP) Delisted Buy (P) +1,000 $8.6K EDGAR
2008-08-14 HERITAGE OAKS BANCORP (HEOP) Delisted Buy (P) +500 $4.3K EDGAR
2008-02-12 HERITAGE OAKS BANCORP (HEOP) Delisted Gift (G) −7,602 $0 EDGAR
Showing 2130 of 32
Page 3 of 4
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.