Rodney C Favaron
CIK 1622461 · President · last filed 2022-06-21
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$231.2K
Companies
1
Total Filings
21
Lifetime Open-Market Net
-$5.70M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| UPLD | President | 338,742 | $0.68 | $231.2K | -$5.70M | 21 | 2022-06-21 |
Recent Filings · Page 2 of 3
21 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2020-12-21 | UPLD | Mixed | −6,259 | -$1.53M | EDGAR |
| 2020-06-18 | UPLD | Sell (S) | −88 | -$3.0K | EDGAR |
| 2020-03-18 | UPLD | Tax (F) | −88 | -$2.0K | EDGAR |
| 2020-03-03 | UPLD | Grant (A) | +150,000 | $0 | EDGAR |
| 2019-08-07 | UPLD | Grant (A) | +1,188 | $0 | EDGAR |
| 2018-08-30 | UPLD | Grant (A) | — | $0 | EDGAR |
| 2018-08-08 | UPLD | Grant (A) | +1,497 | $0 | EDGAR |
| 2017-10-05 | UPLD | Grant (A) | — | $0 | EDGAR |
| 2016-08-10 | UPLD | Grant (A) | — | $0 | EDGAR |
| 2015-11-12 | UPLD | Grant (A) | — | $0 | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.