Management outlined a three-phase roadmap through 2028 focused on debt reduction.
UPLD Upland Software, Inc.
XNAS
0.62
Delayed
Stock quote, options chain, IV rank, technicals, AI analysis, and institutional ownership. Iron condor setups Fibonacci levels Insider trading
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
UPLD
$0.62
—
What changed
Recent filings, trades and movesKey stats
$0.62
- 52-Week Range
- $2.75 – $19.60
- YTD
- -95.83%
- Straddle Price
- $2.38
- P/C Vol Ratio
- 0.00
- Market Cap
- $0.0B
- Open
- $3.74
- Day Range
- $2.88 – $3.90
- Volume
- 162,824
- Prev Close
- $3.97
Fair Value
+50.0% vs price
A blended fair-value estimate combining up to six valuation methods. Each method is weighted by how well it fits the company — DCF down-weights for unprofitable names; DDM only fires for steady dividend payers; comparables down-weight when peer multiples disagree.
- DCF (quality-aware) — projects free cash flow with a horizon that scales to business quality. True compounders (quality 6/6) get 10 years explicit + 10 years fade before terminal; cyclical/struggling names (quality 0-1) get a 5-year terminal cliff. Quality is scored from ROE, gross margin, growth, FCF margin, debt load, and FCF consistency — the same factors that drive market premium for compounders.
- Market-Implied Growth (in Model Inputs) — reverse-DCF that answers "what growth rate is the market pricing in?". Lets you sanity-check the deviation: if implied growth is plausible for the business, the model's bearish flag may be wrong; if implausible, the market may be over-extrapolating.
- DDM (Gordon Growth Dividend Model) — values the stream of future dividends. Only used when trailing yield ≥ 2% and dividend payments are stable — below that the dividend is a token payout and Gordon (which values only the dividend stream) systematically underprices growth names, so those route to DCF + comparables + market anchor instead.
- P/E, EV/EBITDA, P/B, P/S — applies the peer-group median multiple to this company's per-share metric. Peers come from the same set as the "Related symbols" card. Earnings/sales metrics are forward-tilted by the company's recent revenue growth (capped at 25%) so they're comparable to peers' growth-embedded multiples — mimics how analysts use NTM rather than TTM. Per-multiple weights are biased by company quality (e.g. P/B down-weighted for asset-light tech).
- Market Anchor (SMA50) — the 50-day moving average, weighted by recent trading-range stability (tighter Bollinger bands → higher weight). Captures information fundamentals miss (forward consensus, sentiment, supply/demand) — but only when recent trading is steady enough that the market has converged on a view. During wild breakouts or breakdowns the anchor's weight collapses.
- Options Expected (B-L 30d) — the risk-neutral expected stock price at 30-day options expiration, derived from the full implied-volatility surface via Breeden-Litzenberger (second derivative of call price wrt strike → implied PDF, then E[S_T]). Forward-looking, captures all options-implied information (smile, skew, term structure) in one number. Weighted by chain liquidity. SP500-only at present (pre-computed daily). Backtest evidence: adds modest alpha across most bucket × holding combos.
- Blended value — weighted average. Confidence reflects how many methods fired and how tight peer dispersion is.
- Deviation pill — green when blended FV ≥ 10% above current price (undervalued); red when ≥ 10% below; grey otherwise.
| 10-yr Treasury (rf) | 4.90% |
| Beta vs SPY | 1.53 |
| Cost of Equity (CAPM) | 13.31% (VRP-adj) |
| WACC | 6.64% |
| Volatility Risk Premium | +670.1pp (IV − HV30), ERP adj +50bps |
| Effective Tax Rate | 21.0% |
| Rev. Growth (YoY, DCF input) | -8.8% |
| DCF Horizon | 10 years explicit + fade |
| Free Cash Flow (TTM) | $0.0B |
| Return on Equity (TTM) | 47.4% |
| Book / Price | -452.6% |
| Gross Margin (TTM) | 75.9% |
| FCF Margin (TTM) | 12.2% |
| Quality Score | 3/6 — normal (10y DCF) |
| SMA 50 | $3.68 (Market Anchor value) |
| SMA 20 / Bollinger Mid | $3.69 |
| Bollinger Width / SMA20 | 49.7% (drives anchor stability) |
| Net Debt | $0.2B |
| Market Cap | $0B |
Blended Fair Value
$34.74
Deviation
+50.0%
| Method | Implied Price | Weight | Detail |
|---|---|---|---|
| DCF | $34.74 | 100% | |
| DDM (Gordon) | n/a | 0% | |
| Peer P/E | n/a | 0% | |
| Peer EV/EBITDA | n/a | 0% | |
| Peer P/B | n/a | 0% | |
| Peer P/S | n/a | 0% | |
| Market Anchor (SMA50) | $3.68 | 0% | stability 0% (BB-width) |
| Options Expected (B-L 30d) | n/a | 0% |
As of 2026-11-09 · updated
Related
About
- Industry (SIC)
- SERVICES-PREPACKAGED SOFTWARE (7372) · industry map
- Exchange
- XNAS
- Market Cap
- $0.0B
- Employees
- 760
- List Date
- 2014-11-06
- CIK
- 0001505155
- Last Earnings
- Aug 14 after close · −11.8% vs ±86.9% expected
- Headquarters
- Austin, TX
- Homepage
- https://www.uplandsoftware.com
Upland Software Inc is a software company. It provides cloud-based software applications in three categories: Knowledge Management that provides solutions designed to help organizations capture, organize, and distribute information to employees and customers. Content Lifecycle and Workflow Automation offers solutions that support document management, compliance, and process efficiency across various industries. Digital Marketing solutions that provides tools for audience engagement, campaign management, and content distribution across digital channels. Geographically, the company has operation…
Summary
—
composite
—
No summary data available for this symbol yet.
Each spoke is this symbol's rank within its sector (0–100; the dotted ring marks the sector median at 50). Higher is more constructive for a long. One spoke — News sentiment — is an absolute reading, not a sector rank. Grayed spokes have no data. A fuller shape is a summary, not a recommendation.
Chart
Seasonality
| Month | '21 | '22 | '23 | '24 | '25 | '26 | Avg |
|---|---|---|---|---|---|---|---|
| Jan | 4.06% | 6.12% | 21.59% | -1.89% | -6.25% | -11.33% | 2.05% |
| Feb | -0.06% | -5.56% | -36.37% | -31.86% | -18.88% | -32.60% | -20.89% |
| Mar | -6.48% | -7.17% | -23.35% | 9.96% | -6.84% | -24.33% | -9.70% |
| Apr | 3.73% | -14.10% | -10.71% | -25.26% | -18.86% | -6.81% | -12.00% |
| May | -16.69% | -11.96% | -26.44% | 34.15% | -11.11% | 48.01% | 2.66% |
| Jun | 0.39% | 9.50% | 20.00% | -9.45% | 5.98% | -52.98% | -4.43% |
| Jul | -13.63% | -24.53% | 6.18% | -3.56% | 8.47% | -7.84% | -5.82% |
| Aug | 9.96% | -6.27% | -6.33% | -4.12% | 25.78% | -2.25% | 2.80% |
| Sep | -15.56% | -16.62% | 24.53% | 18.01% | -15.36% | -12.06% | -2.84% |
| Oct | -1.01% | -3.25% | -24.43% | -8.47% | -8.77% | 8.15% | -6.30% |
| Nov | -41.22% | -7.48% | 40.48% | 72.30% | -10.24% | -4.63%* | 8.20% |
| Dec | -5.48% | -8.71% | -14.55% | 13.32% | -20.99% | -- | -7.28% |
| Total | -62.79% | -62.87% | -47.48% | 30.15% | -59.54% | -76.03% | -46.43% |
Technical Indicators
Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.
Trend Indicators
- SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
- EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
- MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
- ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
- +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
Momentum Oscillators
- RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
- Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
- Williams %R — inverted scale: <−80 oversold, >−20 overbought.
Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.
Volume & Volatility
- Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
- OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
- Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
- ATR / True Range — average daily $ move; sizing and stop-loss reference.
- HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.
Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →
Trend Indicators
SMA 20: $3.72
SMA 50: $3.66
SMA 200: $6.14
Current: $3.81
EMA 12: $3.95
EMA 26: $3.83
MACD: 0.1226 | Signal: 0.0258
BULLISH
ADX (14): 21.60
WEAK TREND
+DI: 15.98
−DI: 20.27
Momentum Oscillators
RSI (14): 49.74
NEUTRAL
Stoch %K: 55.81
Stoch %D: 71.04
Williams %R: -49.60
Volume & Volatility
BB Upper: $4.62
BB Lower: $2.83
NEUTRAL
OBV: 16,731
Vol SMA 20: 109,841
Vol ROC: 150.03%
ATR: $0.57
True Range: $1.10
HV 20: 115.8%
HV 30: 106.7%
HV 60: 99.4%
Data Summary
Data Points: 500
Last Updated:
Date Range: 2024-11-11T00:00:00 – 2026-11-09T00:00:00
AI Analysis
Written before UPLD’s Nov 4 earnings report, so it doesn’t reflect the results.
LLM Stock Analysis Report - UPLD
Executive Summary
BULLISH (Confidence Level: 6/10)
Key drivers: Technical momentum, positive news sentiment, and medium-term support levels.
Primary risks: High volatility, potential breakdown from current resistance level, and uncertainty surrounding upcoming earnings release.
Investment thesis: Upland's stock price is poised to continue its upward trend, driven by technical momentum and positive news sentiment. However, high volatility and potential breakdowns remain key risks that investors should consider when evaluating the stock.
Recent news sentiment impact: Positive news headlines have contributed to the stock's upward movement, with a strong majority of recent articles highlighting opportunities for growth in the telecom expense management market and mobile engagement automation.
Technical Analysis
Trend Direction: Short-term (1-4 weeks) - Bullish; Medium-term (1-3 months) - Bullish; Long-term (3-12 months) - Neutral
Support/Resistance Levels: Current resistance level at $5.57, with medium-term support levels around $4.73 and long-term support levels around $3.88.
Momentum Signals:
- RSI interpretation: 54.98 (neutral)
- MACD signal: Bearish (-0.22 / Signal: 0.09 / Histogram: -0.31)
- Bollinger Bands position: Neutral
Volume Analysis: Volume SMA 20: 19063.35; On-Balance Volume (OBV): 600995.30; Volume Rate of Change: 531.48%
News & Sentiment Analysis
Recent Headlines Summary: Positive news headlines highlight opportunities for growth in the telecom expense management market and mobile engagement automation.
Sentiment Assessment: Positive sentiment dominates recent news articles, with a strong majority highlighting opportunities for growth.
Catalyst Identification: Upcoming earnings release may serve as a catalyst for stock price movement.
Risk & Volatility Assessment
Beta Interpretation: High risk relative to market (beta >1.5).
Volatility Regime: Current volatility is high compared to historical levels, with an IV rank of 49.6% indicating medium-historical volatility.
Options Market Signals: Put/Call Volume Ratio: 0.00 (Bullish sentiment); Open Interest: 351 calls vs 0 puts.
Downside Protection: Support levels at $4.73 and $3.88, with potential for a breakdown from current resistance level at $5.57.
Market Context & Positioning
Sector Performance: Telecom expense management sector shows relative strength vs market.
Institutional Activity: Volume patterns suggest institutional interest in the stock.
Correlation Analysis: Stock moves relatively strongly compared to market (R-squared interpretation).
Relative Valuation: Position within trading range, with potential for a breakout or breakdown from current resistance level at $5.57.
Key Levels & Action Items
Critical Price Levels: Support levels at $4.73 and $3.88; Resistance level at $5.57.
Breakout/Breakdown Levels: Breakdown from current resistance level at $5.57 may signal a significant move lower.
Time-Sensitive Catalysts: Upcoming earnings release may serve as a catalyst for stock price movement.
Risk Management: Consider stop-loss levels around $4.73 and position sizing considerations to manage risk.
Generated
News
All UPLD news →
Earnings History
15 of 21 under expected move
Avg Expected Move
114.94%
Avg Actual Move
11.30%
| Earnings Date | Timing | Expected Move | Actual Move | Ratio | Outcome |
|---|---|---|---|---|---|
| 2021-02-24 | After-Close | 11.12% | 3.41% | 0.31x | Within |
| 2021-05-05 | After-Close | 8.69% | 12.19% | 1.40x | Exceeded |
| 2021-08-04 | After-Close | 8.18% | 2.10% | 0.26x | Within |
| 2022-02-24 | After-Close | 14.20% | 15.51% | 1.09x | Exceeded |
| 2022-05-04 | After-Close | 8.66% | 11.89% | 1.37x | Exceeded |
| 2022-08-03 | After-Close | 13.34% | 1.01% | 0.08x | Within |
| 2023-02-23 | After-Close | 2.98% | 31.04% | 10.42x | Exceeded |
| 2023-05-04 | After-Close | 28.90% | 4.84% | 0.17x | Within |
| 2023-08-03 | After-Close | 38.31% | 2.04% | 0.05x | Within |
| 2023-11-02 | After-Close | 34.32% | 15.05% | 0.44x | Within |
| 2024-02-22 | After-Close | 18.57% | 36.20% | 1.95x | Exceeded |
| 2024-05-02 | After-Close | 28.00% | 28.22% | 1.01x | Exceeded |
| 2024-08-01 | After-Close | 20.16% | 8.46% | 0.42x | Within |
| 2024-11-07 | After-Close | 18.29% | 15.92% | 0.87x | Within |
| 2025-03-12 | After-Close | 20.77% | 0.00% | 0.00x | Within |
| 2025-05-12 | After-Close | 16.07% | 3.17% | 0.20x | Within |
| 2025-07-31 | After-Close | 18.29% | 9.76% | 0.53x | Within |
| 2025-11-06 | After-Close | 78.98% | 6.52% | 0.08x | Within |
| 2026-03-03 | After-Close | 1488.23% | 0.09% | 0.00x | Within |
| 2026-05-01 | After-Close | 450.75% | 18.01% | 0.04x | Within |
| 2026-08-14 | After-Close | 86.92% | 11.78% | 0.14x | Within |
Earnings calendar: this week’s reports with expected vs actual moves →
UPLD Options Activity & IV Rank
Volatility Metrics
Current IV: —
7-DTE IV: —
Expected Move: $2.38
7-DTE Move: $2.38
Days to Exp: 67 (2027-01-15)
Options Flow · All expiries
Call Volume: 2
Put Volume: 0
P/C Volume: —
BULLISH
Call OI: 54
Put OI: 0
P/C OI: —
Total OI: 54
ATM Options Pricing
ATM Call: $0.25
ATM Put: $2.12
Call %: 40.0%
Put %: 340.0%
Chain Summary
Chain Volume: 2
Chain OI: 54
Last Updated: 11/9/2026
Spread Scanner
Each spread is ranked by a composite score built in three stages. Full documentation →
Stage 1 — Base Score
score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.
Calendars: the long leg is valued at the short leg’s expiration (Black-Scholes at its current IV) across the range of prices the short leg’s IV implies, giving the best-case profit (R/R = that over the debit) and P(profit).
Stage 2 — Skew Adjustment (±25% cap)
RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.
Stage 3 — Technical Overlay (±50% cap, 5 groups)
Group 1 · Directional Bias (±0.25)
- RSI <40 bullish / >60 bearish
- MACD crossover + histogram trend
- Price vs SMA 50 & SMA 200
Group 2 · Momentum (±0.10)
- Stochastic %K <20 / >80
- Williams %R <−80 / >−20
Group 3 · Volatility (up to −0.25 / +0.15)
- Blended ATR + straddle expected-move penalty
- Bollinger Band signal (+ counter-trend penalty)
- BB width — vol contraction boost for ICs
Group 4 · IV Regime (±0.15)
- IV rank ≥ 75 → strong boost for credit spreads
- IV rank < 25 → penalty (selling cheap vol)
Group 5 · Liquidity (penalty up to −0.10)
- Min open interest across all legs
- OI < 100 → −0.10 · OI < 500 → −0.05
score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →
Scanning bull put, bear call, iron condor and calendar spreads…
Dealer Positioning
TYPICAL γ
Estimated net dealer gamma is at the 32nd percentile of this name's own daily history, within its typical range. This describes current positioning; it is not a forecast or a trading signal.
Gamma percentile
32%
vs own history
GEX tilt
+0.04
OI-weighted, today
Vanna tilt
-0.06
δ-sensitivity to IV
Charm tilt
-0.24
δ-decay vs time
? What is this?
· 5 ATM contracts, 1k total OI
Net dealer gamma is an estimate of the aggregate gamma held by options market makers across this name's option chain, weighted by open interest. Dealer positions aren't public, so it uses a standard simplifying assumption: dealers are treated as long the calls and short the puts that are open. Actual dealer books can differ.
Gamma percentile ranks today's estimate against this name's own daily history, from 0% (the lowest reading on record) to 100% (the highest). Raw gamma scales with how much open interest a chain carries, so it isn't comparable across names; the percentile is. The badge marks the bottom 20% as low and the top 20% as high.
Tilts run from −1 to +1 and show how lopsided the estimated dealer exposure is. GEX tilt compares call gamma with put gamma. Vanna tilt describes how the hedge would shift if implied volatility changed, and charm tilt how it would shift with the passage of time.
This card describes estimated positioning and where it sits historically. It is not a forecast of price direction or volatility and not a trading signal. Market-wide view: Dealer positioning screener.
Skew (Wing IV − ATM IV)
DTE:
Wing Δ:
Wing vs ATM
IV(put wing) − IV(ATM), in vol pointsHow much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.
- Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
- Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
- Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
- Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
Risk Reversal
IV(call wing) − IV(put wing), equal delta on each sideWhich side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.
- Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
- Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
- Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
- Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Reading them together
Wing-vs-ATM tells you how expensive the tails are. Risk Reversal tells you which side is favored. Combined:
- High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
- Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
- Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
14 DTE / 10d
—
—
pts
EXTREME
as of Oct 7 · No data
30 DTE / 10d
—
—
pts
EXTREME
as of Oct 7 · No data
Extreme reading.
Historically these have been contrarian — on the small set of observed earnings-day cases, large negative wing-vs-ATM gaps (calls pricing much richer than puts at the same delta) preceded sharp drops in the underlying within 1-12 days. Not financial advice and the dataset is small.
Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.
Volatility Surface
Loading the implied volatility surface…
Volatility Smile
Loading the implied volatility smile…
IV Rank (7 DTE)
IV Rank (30 DTE)
Straddle Price (30 DTE)$2.38Nov 9
Beta Analysis
Risk Metrics
Beta: 2.4658
Alpha: -128.03%
Correlation: 0.3215
R-Squared: 10.3%
Stock Volatility: 105.4%
Market Volatility: 13.8%
Analysis Details
Benchmark: SPY
Data Points: 251
Period: 252 trading days
Data Points: 251
Period: 252 trading days
Interpretation:
High volatility - stock moves more than market
High volatility - stock moves more than market
Beta & Alpha Over Time
Notable investors who own UPLD
1 of 37 tracked investors
| Investor | Value | Share of their portfolio | Rank | Q/Q shares | Source |
|---|---|---|---|---|---|
| Renaissance Technologies Hedge fund Jim Simons | $115K | #2962 of 3138 | -89.9% | 13F |
Hedge funds, activists, holding companies and family offices we track, from their latest 13F (quarter-end value) and Form 4 filings in the last 3 years. Family offices · all institutions
UPLD Institutional Ownership (13F)
Filings for 2026-06-30 · 5 already for 2026-09-30
? 13F Guide
Diluted shares outstanding: 28,769,589 (as of 2026-03-31)
Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.
- Shares — long equity positions in this name, aggregated across share classes.
- Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
- % of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
- Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.
Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.
| # | Filer | Notional Value | % of Total | Period |
|---|
| # | Filer | Notional Value | % of Total | Period |
|---|
UPLD Insider Trading (Form 4)
Latest: 2026-09-21Form 4 filings — insider beneficial-ownership changes by officers, directors, and 10%+ holders. Filed within 2 business days of transaction.
| Filed | Reporter | Role | Action | Shares | Avg Price | Net $ | Link |
|---|---|---|---|---|---|---|---|
| 2026-09-21 | Sean Nathaniel | CEO and President | Tax (F) | −1,640 | $3.95 | -$6.5K | EDGAR |
| 2026-09-21 | Dan Doman | Chief Operating & Product Ofcr | Tax (F) | −2,952 | $3.94 | -$11.6K | EDGAR |
| 2026-09-21 | Jennifer L. Simon | Chief Financial Officer | Tax (F) | −1,117 | $3.94 | -$4.4K | EDGAR |
| 2026-08-18 | Jennifer L. Simon | Chief Financial Officer | Award (A) | +30,000 | — | EDGAR | |
| 2026-08-11 | Timothy Mattox | Director | Sell (S) | −847 | $4.28 | -$3.6K | EDGAR |
| 2026-08-10 | Timothy Mattox | Director | Sell (S) | −1,000 | $4.27 | -$4.3K | EDGAR |
| 2026-08-06 | Timothy Mattox | Director | Sell (S) | −2,000 | $4.43 | -$8.9K | EDGAR |
| 2026-08-04 | Timothy Mattox | Director | Sell (S) | −2,000 | $4.46 | -$8.9K | EDGAR |
| 2026-06-16 | Dan Doman | Chief Operating & Product Ofcr | Tax (F) | −29,515 | $0.61 | -$17.9K | EDGAR |
| 2026-06-16 | Michael Douglass Hill | CFO, Treasurer & Secretary | Tax (F) | −8,931 | $0.61 | -$5.4K | EDGAR |
| 2026-06-16 | Sean Nathaniel | CEO and President | Tax (F) | −18,605 | $0.61 | -$11.3K | EDGAR |
| 2026-06-08 | Sean Nathaniel | CEO and President | Award (A) | +500,000 | — | EDGAR | |
| 2026-05-04 | John T McDonald | Director | Award (A) | +250,000 | — | EDGAR | |
| 2026-03-17 | Dan Doman | Chief Operating & Product Ofcr | Tax (F) | −33,491 | $0.54 | -$18.1K | EDGAR |
| 2026-03-17 | Michael Douglass Hill | CFO, Treasurer & Secretary | Tax (F) | −8,931 | $0.54 | -$4.8K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (described in filing footnote — typically 401(k), trust, inheritance) · W = will/inheritance. Only P / S codes carry directional signal.
UPLD Insider Holdings
12 insiders · @ $3.81
Officers, directors, and 10%+ owners who have filed a Form 4 in the past two years, ranked by current disclosed exposure (shares × today's price). Shares are direct + indirect (via trusts / LLCs / spouse). Excludes unvested RSU and option grants — those aren't beneficially owned until vest.
| # | Insider | Role | Shares | Disclosed Exposure | Lifetime OM Net | Filings | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | John T McDonald | CEO | 300,463 | $1.15M | -$28.63M | 86 | 2026-05-04 |
| 2 | Dan Doman | Chief Operating & Product Ofcr | 86,473 | $329.9K | -$67.2K | 25 | 2026-09-21 |
| 3 | Michael Douglass Hill | CFO, Treasurer & Secretary | 54,340 | $207.3K | -$11.49M | 65 | 2026-06-16 |
| 4 | Sean Nathaniel | CEO and President | 48,574 | $185.3K | $0 | 3 | 2026-09-21 |
| 5 | Timothy Mattox | Director | 36,052 | $137.5K | -$10.48M | 46 | 2026-08-11 |
| 6 | Karen Cummings | President and COO | 30,643 | $116.9K | $0 | 10 | 2025-07-01 |
| 7 | Jennifer L. Simon | Chief Financial Officer | 28,883 | $110.2K | $0 | 2 | 2026-09-21 |
| 8 | David May | Director | 19,144 | $73.0K | -$4.08M | 19 | 2025-10-29 |
| 9 | Teresa Miles Walsh | Director | 14,449 | $55.1K | $0 | 7 | 2025-10-29 |
| 10 | Matthew Harnden Smith | General Counsel and Secretary | 13,191 | $50.3K | $0 | 9 | 2025-06-17 |
Lifetime OM Net = signed sum of open-market buys (P) and sells (S) over their career; excludes grants, tax withholdings, and dispositions to issuer. A large negative number is normal for long-tenured executives — they've sold compensation grants over many years.
UPLD Board & Officers
As of SEC filings through Sep 21, 2026Directors 6
- John T McDonald · since Nov 5, 2014
- Stephen E Courter · since Nov 5, 2014
- David May · since Jun 15, 2016
- Teresa Miles Walsh · since Mar 1, 2020
- David H S Chung · since Aug 23, 2022
- Timothy Mattox · listed since Jan 2024
Officers 4
- Sean Nathaniel · CEO and President · since May 1, 2026
- Jennifer L. Simon · Chief Financial Officer · since Aug 17, 2026
- Dan Doman · Chief Operating & Product Ofcr · listed since Sep 2025
- Matthew Harnden Smith · General Counsel and Secretary · since Oct 31, 2023
Changes in the last 10 years (54)
| Aug 17, 2026 | Jennifer L. Simon became Chief Financial Officer |
| Jul 28, 2026 | David Tamez became Interim CFO |
| Jun 30, 2026 | The company announced the departure of Michael Douglass Hill as CFO, Treasurer & Secretary in an SEC filing |
| May 1, 2026 | Sean Nathaniel became CEO and President |
| Feb 21, 2026 | The company announced the departure of John T McDonald as CEO in an SEC filing |
| Sep 17, 2025 | Michael Douglass Hill listed as CFO, Treasurer & Secretary (previously CFO &Treasurer) in SEC filings |
| Sep 17, 2025 | Dan Doman listed as Chief Operating & Product Ofcr (previously Chief Product Officer) in SEC filings |
| Jul 11, 2025 | The company announced the departure of Karen Cummings as President and COO in an SEC filing |
| Jan 28, 2025 | The company announced the departure of Matthew Breslin as Chief Revenue Officer in an SEC filing |
| Mar 19, 2024 | Karen Cummings listed as President and COO (previously Executive VP & Senior GM) in SEC filings |
| Feb 6, 2024 | Matthew Breslin became Chief Revenue Officer |
| Jan 8, 2024 | Timothy Mattox no longer listed as President & COO in SEC filings |
| Jan 8, 2024 | Timothy Mattox first listed as a director in an SEC filing |
| Dec 7, 2023 | The company announced the departure of Paul Kenneth Miller as Chief Operating Officer in an SEC filing |
| Dec 5, 2023 | The company announced the departure of Joe Ross from the board in an SEC filing |
| Oct 31, 2023 | Matthew Harnden Smith became General Counsel and Secretary |
| Sep 1, 2023 | The company announced the departure of Kinloch Gill III as CLO and Secretary in an SEC filing |
| Jun 29, 2023 | Oliver Robert MacFarlane Yates became Chief Sales Officer |
| Jun 29, 2023 | Karen Cummings became Executive VP & Senior GM |
| Sep 20, 2022 | Kinloch Gill III listed as CLO and Secretary (previously EVP, CLO and Secretary) in SEC filings |
| Aug 23, 2022 | Ulysses Aggregator, LP became a 10% owner |
| Aug 23, 2022 | Hggc Fund IV Gp, Ltd. became a 10% owner |
| Aug 23, 2022 | David H S Chung became a director |
| Aug 1, 2022 | Paul Kenneth Miller became Chief Operating Officer |
| Aug 1, 2022 | Ian Burk became Chief Business Officer |
| Aug 1, 2022 | Dan Doman became Chief Product Officer |
| Jul 14, 2022 | The company announced the departure of Rodney C Favaron as President in an SEC filing |
| May 24, 2021 | Joseph Liemandt first listed as a 10% owner in an SEC filing |
| May 24, 2021 | ESW Capital, LLC first listed as a 10% owner in an SEC filing |
| May 19, 2021 | DevFactory FZ-LLC became a 10% owner |
| May 3, 2021 | Kinloch Gill III became EVP, CLO and Secretary |
| Mar 19, 2021 | Rodney C Favaron listed as President (previously co-President and CCO) in SEC filings |
| Mar 18, 2020 | Rodney C Favaron listed as co-President and CCO (previously co-President) in SEC filings |
| Mar 3, 2020 | Rodney C Favaron no longer listed as a director in SEC filings |
| Mar 3, 2020 | Rodney C Favaron first listed as co-President in an SEC filing |
| Mar 1, 2020 | Teresa Miles Walsh became a director |
| Mar 6, 2019 | Michael Douglass Hill listed as CFO &Treasurer (previously CFO,Treasurer & Secretary) in SEC filings |
| Aug 28, 2018 | Joseph Liemandt reported in an SEC filing no longer being a 10% owner |
| Aug 28, 2018 | ESW Capital, LLC reported in an SEC filing no longer being a 10% owner |
| May 11, 2018 | John T McDonald no longer listed as a 10% owner in SEC filings |
| Nov 20, 2017 | Philip S Siegel reported in an SEC filing no longer being a 10% owner |
| Nov 20, 2017 | Kenneth P Deangelis reported in an SEC filing no longer being a 10% owner |
| Nov 20, 2017 | Joseph C Aragona reported in an SEC filing no longer being a 10% owner |
| Nov 20, 2017 | John D Thornton reported in an SEC filing no longer being a director |
| Nov 20, 2017 | John D Thornton reported in an SEC filing no longer being a 10% owner |
| Nov 20, 2017 | Christopher A Pacitti reported in an SEC filing no longer being a 10% owner |
| Nov 20, 2017 | Austin Ventures X LP reported in an SEC filing no longer being a 10% owner |
| Nov 20, 2017 | Austin Ventures IX LP reported in an SEC filing no longer being a 10% owner |
| Nov 20, 2017 | AV Partners X, L.P. reported in an SEC filing no longer being a 10% owner |
| Nov 20, 2017 | AV Partners X, L.L.C. reported in an SEC filing no longer being a 10% owner |
| Nov 20, 2017 | AV Partners IX LP reported in an SEC filing no longer being a 10% owner |
| Nov 20, 2017 | AV Partners IX LLC reported in an SEC filing no longer being a 10% owner |
| Oct 3, 2017 | Joe Ross became a director |
| May 30, 2017 | Wave Systems Corp became a 10% owner |
Not reported recently (9)
- David Tamez · Last reported as Interim CFO in an SEC filing dated Aug 3, 2026
- Oliver Robert MacFarlane Yates · Last reported as Chief Sales Officer in an SEC filing dated Mar 19, 2024
- Ian Burk · Last reported as Chief Business Officer in an SEC filing dated Dec 20, 2022
- Ulysses Aggregator, LP · Last reported as a 10% owner in an SEC filing dated Aug 25, 2022
- Hggc Fund IV Gp, Ltd. · Last reported as a 10% owner in an SEC filing dated Aug 25, 2022
- ESW Capital, LLC · Last reported as a 10% owner in an SEC filing dated May 24, 2021
- Joseph Liemandt · Last reported as a 10% owner in an SEC filing dated May 24, 2021
- DevFactory FZ-LLC · Last reported as a 10% owner in an SEC filing dated May 24, 2021
- Wave Systems Corp · Last reported as a 10% owner in an SEC filing dated Dec 18, 2017
Compiled from SEC filings by the company and its directors and officers. Dates are as stated in those filings. Where no filing says when someone left, we show the last filing that listed them.
UPLD Proposed Insider Sales (Form 144)
Latest: 2026-08-07
? Form 144 Guide
Last 30d:
0 filings
· Last 90d:
0 filings
What is Form 144? A notice of intent to sell restricted or control stock under Rule 144. Affiliates (officers, directors, 10%+ owners) and holders of restricted shares must file Form 144 when planning to sell more than 5,000 shares or $50,000 in any 3-month rolling window.
How it relates to Form 4: Form 144 is filed before the trade (up to 90 days in advance); Form 4 is filed within 2 business days after the trade executes. Not every Form 144 results in a sale — the filer may cancel or delay. Look for the corresponding Form 4 on the Insider Activity card to confirm a sale actually happened.
10b5-1 plans: Trades made under a pre-scheduled Rule 10b5-1 plan are not discretionary — they execute automatically on dates set months earlier, regardless of news. High 10b5-1 percentages mean less per-filing signal value, though cumulative selling volume still matters.
"Notice value": Aggregate market value the filer wrote into the Form 144 — i.e. the size of the planned sale, not necessarily the executed dollars. An amended notice (Form 144/A) replaces the original it amends, and cancelled notices are dropped, so neither is double-counted above. A filed value that is clearly inconsistent with the share count at the stock's price (a filer typo) shows as a dash and is left out of the totals.
Source & freshness: Sourced from public Form 144 filings. Refreshed daily; new filings typically appear here the morning after they are filed.
| Filed | Filer | Role | Shares | Notice Value | Planned Sale | Broker | Plan | Link |
|---|---|---|---|---|---|---|---|---|
| 2026-08-07 | TIMOTHY WILLIAM MATTOX | Director | 848 | $3.6K | 2026-08-07 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| 2026-08-06 | TIMOTHY WILLIAM MATTOX | Director | 1,000 | $4.3K | 2026-08-06 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| 2026-08-05 | TIMOTHY WILLIAM MATTOX | Director | 1,000 | $4.5K | 2026-08-05 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| 2026-08-04 | TIMOTHY WILLIAM MATTOX | Director | 1,000 | $4.3K | 2026-08-04 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| 2026-08-03 | TIMOTHY WILLIAM MATTOX | Director | 1,000 | $4.5K | 2026-08-03 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| 2026-07-31 | TIMOTHY WILLIAM MATTOX | Director | 1,000 | $4.5K | 2026-07-31 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| 2025-09-10 | MCDONALD JOHN T | Officer | 15,000 | $34.6K | 2025-09-10 | Fidelity Brokerage Services LLC | — | EDGAR |
| 2025-03-17 | TIMOTHY WILLIAM MATTOX | Director | 20,000 | $63.9K | 2025-03-17 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| 2024-12-17 | TIMOTHY WILLIAM MATTOX | Director | 2,768 | $12.6K | 2024-12-17 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| 2024-11-13 | Mattox Timothy | Director | 20,000 | $55.9K | 2024-11-13 | MORGAN STANLEY SMITH BARNEY LLC … | — | EDGAR |
Notice value is the aggregate market value the filer states they intend to sell — not a confirmed transaction. Compare to Insider Activity (Form 4) to see which planned sales actually executed. Market-wide feed: Planned sales (Form 144).
Recent SEC Filings
Latest: 2026-11-04
Current reports — material events the company must disclose within 4 business days (earnings releases, M&A, executive changes, etc.).
| Filing Date | Event | Link |
|---|---|---|
| 2026-11-04 | Earnings results | EDGAR |
| 2026-08-14 | Earnings results | EDGAR |
| 2026-08-05 | Listing standards notice | EDGAR |
| 2026-07-21 | Director or officer change · Regulation FD disclosure | EDGAR |
| 2026-07-08 | Other events | EDGAR |
| 2026-07-07 | Director or officer change | EDGAR |
| 2026-06-04 | Director or officer change · Bylaws or fiscal year change · Shareholder vote results | EDGAR |
Annual report — audited financial statements, MD&A, risk factors. Filed 60–90 days after fiscal year-end.
| Filing Date | Accession | Link |
|---|
ETF Holders
2 ETFs hold UPLD
Fundamentals
Quarterly filings sourced from SEC 10-Q / 10-K reports. TTM tiles aggregate the most recent four quarters; bars show the last ~12 quarters oldest → newest.
Metrics
- Revenue — top-line sales. Look for consistent YoY growth; seasonal businesses need same-quarter comparisons (Q4 '24 vs Q4 '23).
- Net Income — bottom-line profit after all expenses. Can be volatile from one-time items; red bars = net loss.
- Diluted EPS — net income per share assuming options/converts are exercised. Direct input to the P/E ratio.
- Operating Cash Flow — cash generated from core operations, before capex and financing. Harder to manipulate than net income; growing OCF is a quality signal.
How to read the bars
- Sequential growth — quarter-over-quarter trend. Accelerating bars are a momentum signal.
- YoY growth — compare to the same quarter a year earlier to remove seasonality.
- Quality — OCF should roughly track Net Income over time. Large divergence (net income ≫ OCF) flags accruals risk.
- Margins — scan the bar ratios: Net Income / Revenue tells you margin trend without needing a separate chart.
TTM (trailing-twelve-month) smooths seasonality and is used for the P/E calculation. Filings appear 30–90 days after the period closes.
Trailing P/E
—
TTM Diluted EPS
$-0.69
TTM Revenue
$201.91M
TTM Net Income
$-20.20M
TTM Op. Cash Flow
$23.10M
Quarterly figures (12 quarters)
| Quarter | Period End | Revenue | Net Income | Diluted EPS | Op. Cash Flow |
|---|---|---|---|---|---|
| Q1 '26 | 2026-03-31 | $48.69M | $-2.73M | $-0.09 | $5.60M |
| Q4 '25 | 2025-12-31 | $49.31M | $-391.00K | $0.00 | $7.32M |
| Q3 '25 | 2025-09-30 | $50.53M | $-2.59M | $-0.09 | $6.89M |
| Q2 '25 | 2025-06-30 | $53.38M | $-14.48M | $-0.51 | $3.29M |
| Q1 '25 | 2025-03-31 | $63.66M | $-27.29M | $-0.97 | $8.30M |
| Q4 '24 | 2024-12-31 | $68.03M | $-4.85M | $-0.19 | $9.34M |
| Q3 '24 | 2024-09-30 | $66.69M | $-3.14M | $-0.12 | $4.31M |
| Q2 '24 | 2024-06-30 | $69.34M | $-12.83M | $-0.47 | $5.47M |
| Q1 '24 | 2024-03-31 | $70.74M | $-97.50M | $-3.37 | $5.12M |
| Q4 '23 | 2023-12-31 | $72.18M | $-17.37M | $-0.60 | $8.79M |
| Q3 '23 | 2023-09-30 | $74.12M | $-10.01M | $-0.31 | $18.31M |
| Q2 '23 | 2023-06-30 | $74.50M | $-16.48M | $-0.51 | $7.02M |
Q1 2026 • period ending 2026-03-31 • filed 2026-05-01
Valuation
Ratios derived from TTM financials and the current market price, sampled daily. History chart shows how expensive the stock is today relative to its own recent past.
Price Multiples
- P/E — price / TTM earnings. Rough market rule: 10–15 value, 15–25 market, >30 growth/premium. Negative when earnings are negative.
- P/B — price / book value. Useful for financials and asset-heavy names; meaningless for asset-light software.
- P/S — price / TTM revenue. Useful when earnings are negative or noisy (early-stage growth).
- EV/EBITDA — capital-structure-neutral. <10 cheap, 10–15 reasonable, >20 rich. Good for comparing across leverage profiles.
- EV/Sales — like P/S but accounts for debt + cash. Compare within sector.
Profitability & Yields
- ROE — return on equity. >15% strong, >25% exceptional. Caution: high leverage inflates ROE.
- ROA — return on assets. Leverage-neutral; >5% solid, >10% exceptional.
- Div Yield — annual dividend / price. Compare to 10Y Treasury; sustained yield >6% often signals distress.
- FCF Yield — free cash flow / market cap. >5% is attractive; negative means burning cash.
Balance Sheet
- Debt/Equity — leverage. <1 conservative, >2 aggressive. Sector-dependent (utilities naturally high, tech low).
- Current Ratio — short-term liquidity. >1.5 comfortable, <1 raises short-term solvency flags.
Reading the history chart
- Compare current level to the 3-year band: near the high end = relatively expensive; near the low = relatively cheap.
- Multiples expanding while earnings are flat = sentiment-driven rally.
- Multiples compressing while earnings grow = value coming from fundamentals.
P/E
—
P/B
—
P/S
0.54
EV/EBITDA
6.40
EV/Sales
1.50
ROE
—
ROA
-5.0%
Div Yield
0.00%
FCF Yield
21.04%
Debt/Equity
—
Current Ratio
—
Market Cap
$109.76M
as of 2026-11-09
UPLD vs Peers
Related companies, largest first| Company | Market cap | P/E | Revenue growth | YTD | IV rank |
|---|---|---|---|---|---|
| MSFT Microsoft Corp | $3.94T | 28.5 | +17.9% | +15.3% | 10 |
| PLTR Palantir Technologies Inc. Class A Commo | $386.4B | 118.3 | +87.1% | +0.8% | 26 |
| ORCL Oracle Corp | $362.0B | 20.5 | +17.4% | −38.8% | 50 |
| SAP SAP SE | $269.4B | — | — | +0.2% | 4 |
| CRWD CrowdStrike Holdings, Inc. Class A Commo | $222.1B | 3809.7 | +24.3% | +101.6% | 75 |
| SHOP Shopify Inc. Class A subordinate voting | $191.6B | 92.7 | +32.5% | −3.3% | 28 |
| CRM Salesforce, Inc. | $175.8B | 19.6 | +11.2% | −15.3% | 89 |
| NOW SERVICENOW, INC. | $105.8B | 73.9 | +21.8% | −30.3% | 0 |
| UPLD Upland Software, Inc. | $11M | — | −24.6% | −74.6% | — |
| Peer median | $245.8B | 73.9 | +21.8% | −1.5% | 27 |
P/E uses the latest reported trailing-12-month diluted EPS; "—" means no positive earnings or no data.
Short Interest & Float
Regulatory short-interest reports publish on a bi-weekly settlement cadence; short-volume is reported daily by the trade-reporting facilities. Float is derived from insider-ownership filings.
Metric definitions
- Short Interest — total shares currently sold short as of the settlement date. Lags real time by ~8 business days.
- SI % of Float — short interest / free float. The key crowding metric.
- Days to Cover — short interest / avg daily volume. How many full trading days it would take shorts to buy back. High DTC + catalyst = squeeze fuel.
- Short Vol Ratio — today's short-sale volume / total volume. Intraday selling pressure proxy (not the same as short interest).
- Free Float — shares available for public trading (total shares minus insider / restricted).
- Float % — free float / shares outstanding. <50% = tightly held, more prone to squeezes.
How to read the signals
- SI % of Float < 5% — typical, no particular signal.
- 5–15% — elevated; watch for catalysts (earnings, guidance, macro).
- 15–30% — heavily shorted; tight-float names in this range have produced notable squeezes historically.
- >30% — extreme; borrow is likely expensive and squeeze risk is material.
- Days to Cover > 5 combined with high SI% amplifies squeeze potential.
History chart
- Trend matters more than level. Rapidly rising short interest often precedes negative catalysts or heavy hedging.
- A sudden drop in SI after a rally may indicate a squeeze in progress.
Short interest is reported mid-month and end-of-month; short volume is daily.
Short Interest
121.89K
SI % of Float
5.60%
Days to Cover
4.29
Short Vol Ratio
36.4%
Free Float
2.18M
Float %
74.1%
Short interest 2026-10-15 • Short volume 2026-11-09 • Float 2026-08-14