D. E. Shaw & Co., Inc. — 13F Holdings & Portfolio
CIK 1009207 · latest 13F-HR filed 2026-08-14
D. E. Shaw & Co., Inc. manages $210.20B in 13F-reported U.S. long-equity assets across 6,298 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SPY (3.62%), QQQ (1.12%), NVDA (1.08%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 617 new positions and exited 354; 1,501 existing positions rose in reported value and 1,068 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$210.20B
Long-equity book
Holdings
6,298
Distinct positions
Period
2026-06-30
Filed 2026-08-14
Q/Q Activity
+617 / −354 / ↑1501 / ↓1068
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Firm Profile & Key People
As of the firm’s regulatory filing dated Aug 14, 2026.
Assets Under Management
$213.36B
Discretionary
$213.36B
Employees
998
Accounts
23
Address
TWO MANHATTAN WEST
375 NINTH AVENUE, 52ND FLOOR
NEW YORK, NY 10001
375 NINTH AVENUE, 52ND FLOOR
NEW YORK, NY 10001
Phone
(212) 478-0000
This firm reports 3 disclosure items on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| D. E. SHAW & CO., INC. Control | GENERAL PARTNER since Nov 1992 | Less than 5% | Domestic Entity |
| DEATON, ADAM, ANGUS Control | EXECUTIVE COMMITTEE MEMBER since Apr 2024 | Less than 5% | Individual |
| DINNING, ANNE, CAROLYN Control | CHAIR OF THE EXECUTIVE COMMITTEE since Jul 1997 | Less than 5% | Individual |
| FISHMAN, EDWARD, LAURENCE Control | CHIEF OPERATING OFFICER, EXECUTIVE COMMITTEE MEMBER since Oct 2010 | Less than 5% | Individual |
| HALABY, ALEXIS, ANNE Control | EXECUTIVE COMMITTEE MEMBER since Jun 2021 | Less than 5% | Individual |
| JAGER, EDWIN, ANDREW Control | EXECUTIVE COMMITTEE MEMBER since Jan 2024 | Less than 5% | Individual |
| PRASAD, ANOOP, NMN Control | EXECUTIVE COMMITTEE MEMBER since Apr 2024 | Less than 5% | Individual |
| SHAW, DAVID, ELLIOT Control | LIMITED PARTNER since Dec 1992 | 50–75% | Individual |
| STONE, MAXIMILIAN, DANA Control | EXECUTIVE COMMITTEE MEMBER since Jan 2005 | Less than 5% | Individual |
| LEBWOHL, MARTIN, NMN | CO-GENERAL COUNSEL since Jan 2017 | Less than 5% | Individual |
| Marcus, Daniel, Robbins | CHIEF COMPLIANCE OFFICER since Aug 2024 | Less than 5% | Individual |
| PLAINTEXT HOLDINGS, LLC | LIMITED PARTNER since Apr 2015 | 10–25% | Domestic Entity |
| SWEET, DAVID, MCINTYRE | CO-GENERAL COUNSEL since Jan 2017 | Less than 5% | Individual |
| ZABACK, CHRISTOPHER, MARTIN | CHIEF FINANCIAL OFFICER since Aug 2008 | Less than 5% | Individual |
| BIG HEN GROUP I, LLC Control Indirect owner via PLAINTEXT HOLDINGS, LLC | SOLE MEMBER, PLAINTEXT HOLDINGS, LLC since Dec 2014 | 75% or more | Domestic Entity |
| SCHMIDT, ERIC, EMERSON Control Indirect owner via THE SCHMIDT FAMILY LIVING TRUST | CO-TRUSTEE, THE SCHMIDT FAMILY LIVING TRUST since Jan 1987 | General partner, trustee or manager | Individual |
| SCHMIDT, WENDY, NMN Control Indirect owner via THE SCHMIDT FAMILY LIVING TRUST | CO-TRUSTEE, THE SCHMIDT FAMILY LIVING TRUST since Jan 1987 | General partner, trustee or manager | Individual |
| SHAW, DAVID, ELLIOT Control Indirect owner via D. E. SHAW & CO., INC. | SOLE STOCKHOLDER, CHAIRMAN, AND PRESIDENT, D. E. SHAW & CO., INC. since Nov 1992 | 75% or more | Individual |
| THE SCHMIDT FAMILY LIVING TRUST Control Indirect owner via BIG HEN GROUP I, LLC | MEMBER, BIG HEN GROUP I, LLC since Oct 2004 | 75% or more | Domestic Entity |
Ownership & leadership changes · 14 filings with changes since Dec 12, 2011
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Aug 9, 2024 filing
- No longer listedTHOMAS, NATHAN, CLARK · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Jun 2011
- AddedMarcus, Daniel, Robbins · CHIEF COMPLIANCE OFFICER · Less than 5%
- ChangedDINNING, ANNE, CAROLYN · title EXECUTIVE COMMITTEE MEMBER → CHAIR OF THE EXECUTIVE COMMITTEE
Apr 1, 2024 filing
- No longer listedWEPSIC, ERIC, KARL · EXECUTIVE COMMITTEE MEMBER · Less than 5% · control person · listed since Aug 2002
- AddedDEATON, ADAM, ANGUS · EXECUTIVE COMMITTEE MEMBER · Less than 5% · control person
- AddedPRASAD, ANOOP, NMN · EXECUTIVE COMMITTEE MEMBER · Less than 5% · control person
Jan 23, 2024 filing
- No longer listedGAUDIO, JULIUS, RALPH · EXECUTIVE COMMITTEE MEMBER · Less than 5% · control person · listed since Aug 2002
- AddedJAGER, EDWIN, ANDREW · EXECUTIVE COMMITTEE MEMBER · Less than 5% · control person
Mar 31, 2022 filing
- ChangedSCHMIDT, ERIC, EMERSON · indirect via THE SCHMIDT FAMILY LIVING TRUST: title TRUSTEE, THE SCHMIDT FAMILY LIVING TRUST → CO-TRUSTEE, THE SCHMIDT FAMILY LIVING TRUST
- ChangedSCHMIDT, WENDY, NMN · indirect via THE SCHMIDT FAMILY LIVING TRUST: title TRUSTEE, THE SCHMIDT FAMILY LIVING TRUST → CO-TRUSTEE, THE SCHMIDT FAMILY LIVING TRUST
Jul 14, 2021 filing
- AddedHALABY, ALEXIS, ANNE · EXECUTIVE COMMITTEE MEMBER · Less than 5% · control person
Mar 28, 2019 filing
- Listed againDINNING, ANNE, CAROLYN · EXECUTIVE COMMITTEE MEMBER · Less than 5% · control person
- ChangedFISHMAN, EDWARD, LAURENCE · title CHIEF OPERATING OFFICER, MANAGING DIRECTOR → CHIEF OPERATING OFFICER, EXECUTIVE COMMITTEE MEMBER
- ChangedGAUDIO, JULIUS, RALPH · title MANAGING DIRECTOR → EXECUTIVE COMMITTEE MEMBER
- ChangedLEBWOHL, MARTIN, NMN · title CO-GENERAL COUNSEL, MANAGING DIRECTOR → CO-GENERAL COUNSEL
- ChangedSTONE, MAXIMILIAN, DANA · title MANAGING DIRECTOR → EXECUTIVE COMMITTEE MEMBER
- ChangedSWEET, DAVID, MCINTYRE · title CO-GENERAL COUNSEL, MANAGING DIRECTOR → CO-GENERAL COUNSEL
- ChangedTHOMAS, NATHAN, CLARK · title CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR → CHIEF COMPLIANCE OFFICER
- ChangedWEPSIC, ERIC, KARL · title MANAGING DIRECTOR → EXECUTIVE COMMITTEE MEMBER
- ChangedZABACK, CHRISTOPHER, MARTIN · title CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR → CHIEF FINANCIAL OFFICER
Mar 31, 2017 filing
- No longer listedDINNING, ANNE, CAROLYN · MANAGING DIRECTOR · Less than 5% · control person · listed since Aug 2002
Jan 17, 2017 filing
- No longer listedLIFTIN, JOHN, MATTHEW · GENERAL COUNSEL, MANAGING DIRECTOR · Less than 5% · listed since Jul 2007
- AddedLEBWOHL, MARTIN, NMN · CO-GENERAL COUNSEL, MANAGING DIRECTOR · Less than 5%
- AddedSWEET, DAVID, MCINTYRE · CO-GENERAL COUNSEL, MANAGING DIRECTOR · Less than 5%
- ChangedFISHMAN, EDWARD, LAURENCE · now a control person
Mar 30, 2016 filing
- ChangedSHAW, DAVID, ELLIOT · indirect via D. E. SHAW & CO., INC.: title SOLE STOCKHOLDER, CHAIRMAN, AND PRESIDENT, D. E. SHAW & CO., INC. AND LIMITED PARTNER, D. E. SHAW & CO., L.P. → SOLE STOCKHOLDER, CHAIRMAN, AND PRESIDENT, D. E. SHAW & CO., INC.
May 1, 2015 filing
- No longer listedARS HOLDINGS II LLC · LIMITED PARTNER · 10–25% · listed since Mar 2007
- No longer listedLEHMAN BROTHERS HOLDINGS INC. · SOLE MEMBER, ARS HOLDINGS II LLC · 75% or more · indirect via ARS HOLDINGS II LLC · control person · listed since Nov 2006
- AddedBIG HEN GROUP I, LLC · SOLE MEMBER, PLAINTEXT HOLDINGS, LLC · 75% or more · indirect via PLAINTEXT HOLDINGS, LLC · control person
- AddedPLAINTEXT HOLDINGS, LLC · LIMITED PARTNER · 10–25%
- AddedSCHMIDT, ERIC, EMERSON · TRUSTEE, THE SCHMIDT FAMILY LIVING TRUST · General partner, trustee or manager · indirect via THE SCHMIDT FAMILY LIVING TRUST · control person
- AddedSCHMIDT, WENDY, NMN · TRUSTEE, THE SCHMIDT FAMILY LIVING TRUST · General partner, trustee or manager · indirect via THE SCHMIDT FAMILY LIVING TRUST · control person
- AddedTHE SCHMIDT FAMILY LIVING TRUST · MEMBER, BIG HEN GROUP I, LLC · 75% or more · indirect via BIG HEN GROUP I, LLC · control person
Older changes (5 more filings)
Oct 10, 2014 filing
- No longer listedSALKIND, LOUIS, KEN · MANAGING DIRECTOR · Less than 5% · control person · listed since Jan 2005
Mar 31, 2014 filing
- ChangedLEHMAN BROTHERS HOLDINGS INC. · indirect via ARS HOLDINGS II LLC: title SOLE MEMBER → SOLE MEMBER, ARS HOLDINGS II LLC
- ChangedSHAW, DAVID, ELLIOT · title LIMITED PARTNER, CHAIRMAN AND PRESIDENT OF D. E. SHAW & CO., INC. → LIMITED PARTNER
- ChangedSHAW, DAVID, ELLIOT · indirect via D. E. SHAW & CO., INC.: title SOLE STOCKHOLDER, CHAIRMAN, AND PRESIDENT → SOLE STOCKHOLDER, CHAIRMAN, AND PRESIDENT, D. E. SHAW & CO., INC. AND LIMITED PARTNER, D. E. SHAW & CO., L.P.
Apr 1, 2013 filing
- ChangedTHOMAS, NATHAN, CLARK · title CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR
Jul 26, 2012 filing
- No longer listedSTECKLER, STUART · MANAGING DIRECTOR · Less than 5% · control person · listed since Jan 1993
Dec 12, 2011 filing (earliest on record)
- ListedARS HOLDINGS II LLC · LIMITED PARTNER · 10–25%
- ListedD. E. SHAW & CO., INC. · GENERAL PARTNER · Less than 5% · control person
- ListedDINNING, ANNE, CAROLYN · MANAGING DIRECTOR · Less than 5% · control person
- ListedFISHMAN, EDWARD, LAURENCE · CHIEF OPERATING OFFICER, MANAGING DIRECTOR · Less than 5%
- ListedGAUDIO, JULIUS, RALPH · MANAGING DIRECTOR · Less than 5% · control person
- ListedLEHMAN BROTHERS HOLDINGS INC. · SOLE MEMBER · 75% or more · indirect via ARS HOLDINGS II LLC · control person
- ListedLIFTIN, JOHN, MATTHEW · GENERAL COUNSEL, MANAGING DIRECTOR · Less than 5%
- ListedSALKIND, LOUIS, KEN · MANAGING DIRECTOR · Less than 5% · control person
- ListedSHAW, DAVID, ELLIOT · LIMITED PARTNER, CHAIRMAN AND PRESIDENT OF D. E. SHAW & CO., INC. · 50–75% · control person
- ListedSHAW, DAVID, ELLIOT · SOLE STOCKHOLDER, CHAIRMAN, AND PRESIDENT · 75% or more · indirect via D. E. SHAW & CO., INC. · control person
- ListedSTECKLER, STUART · MANAGING DIRECTOR · Less than 5% · control person
- ListedSTONE, MAXIMILIAN, DANA · MANAGING DIRECTOR · Less than 5% · control person
- ListedTHOMAS, NATHAN, CLARK · CHIEF COMPLIANCE OFFICER · Less than 5%
- ListedWEPSIC, ERIC, KARL · MANAGING DIRECTOR · Less than 5% · control person
- ListedZABACK, CHRISTOPHER, MARTIN · CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR · Less than 5%
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- STATE STR SPDR S&P 500 ETF T$9.99B +2060.7%
- AMAZON COM INC$1.62B +164.8%
- NVIDIA CORPORATION$1.45B +56.4%
- ADVANCED MICRO DEVICES INC$1.01B +128.4%
- ALPHABET INC$954.6M +66.7%
Top Trims
- BROADCOM INC-$992.1M -49.1%
- MICROSOFT CORP-$953.8M -41.8%
- LUMENTUM HLDGS INC-$736.2M -91.4%
- TAIWAN SEMICONDUCTOR MANUFAC-$664.5M -64.3%
- TARGET CORP-$556.1M -58.1%
New Positions
- SPACE EXPLORATION TECHN CORP$912.4M
- ALPHABET INC$498.0M
- ALPHABET INC$494.0M
- GAMESTOP CORP$341.9M
- SUPER MICRO COMPUTER INC$332.1M
Exited Positions
- WESTERN DIGITAL CORP$1.09B
- HONEYWELL INTL INC$264.3M
- AUTOMATIC DATA PROCESSING IN$240.9M
- ISHARES BITCOIN TRUST ETF$240.5M
- WAYFAIR INC$162.2M
D. E. Shaw & Co., Inc. Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $7.60B | 3.62% | 10,181,078 | SH |
| 2 | INVESCO QQQ TR Call | QQQ | 46090E103 | $2.36B | 1.12% | 3,200,000 | SH |
| 3 | NVIDIA CORPORATION | NVDA | 67066G104 | $2.26B | 1.08% | 11,294,258 | SH |
| 4 | ALPHABET INC | GOOGL | 02079K305 | $1.87B | 0.89% | 5,233,852 | SH |
| 5 | AMAZON COM INC | AMZN | 023135106 | $1.72B | 0.82% | 7,228,598 | SH |
| 6 | CROWDSTRIKE HLDGS INC | CRWD | 22788C105 | $1.61B | 0.77% | 2,108,060 | SH |
| 7 | ALPHABET INC | GOOG | 02079K107 | $1.60B | 0.76% | 4,542,243 | SH |
| 8 | NVIDIA CORPORATION | NVDA | 67066G104 | $1.57B | 0.75% | 7,845,721 | SH |
| 9 | APPLE INC | AAPL | 037833100 | $1.48B | 0.70% | 5,111,761 | SH |
| 10 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $1.41B | 0.67% | 2,423,239 | SH |
| 11 | TESLA INC | TSLA | 88160R101 | $1.23B | 0.59% | 2,926,339 | SH |
| 12 | MICRON TECHNOLOGY INC Put | MU | 595112103 | $1.21B | 0.58% | 1,047,600 | SH |
| 13 | MICROSOFT CORP | MSFT | 594918104 | $1.20B | 0.57% | 3,218,241 | SH |
| 14 | HOME DEPOT INC | HD | 437076102 | $1.18B | 0.56% | 3,335,602 | SH |
| 15 | SEAGATE TECHNOLOGY HLDNGS PL | STX | G7997R103 | $1.16B | 0.55% | 1,201,795 | SH |
| 16 | META PLATFORMS INC | META | 30303M102 | $1.15B | 0.55% | 2,036,830 | SH |
| 17 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $1.02B | 0.48% | 1,360,749 | SH |
| 18 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $1.00B | 0.48% | 1,339,418 | SH |
| 19 | WESTERN DIGITAL CORP | WDC | 958102105 | $990.1M | 0.47% | 1,550,108 | SH |
| 20 | MICRON TECHNOLOGY INC Call | MU | 595112103 | $980.7M | 0.47% | 849,600 | SH |
| 21 | BLOOM ENERGY CORP | BE | 093712107 | $968.6M | 0.46% | 3,199,988 | SH |
| 22 | ALPHABET INC | GOOGL | 02079K305 | $925.7M | 0.44% | 2,590,208 | SH |
| 23 | ADVANCED MICRO DEVICES INC Put | AMD | 007903107 | $921.7M | 0.44% | 1,586,700 | SH |
| 24 | INTEL CORP | INTC | 458140100 | $907.5M | 0.43% | 6,499,481 | SH |
| 25 | SANDISK CORP | SNDK | 80004C200 | $899.9M | 0.43% | 395,796 | SH |
| 26 | WARNER BROS DISCOVERY INC | WBD | 934423104 | $896.0M | 0.43% | 33,606,645 | SH |
| 27 | AMAZON COM INC | AMZN | 023135106 | $877.1M | 0.42% | 3,680,186 | SH |
| 28 | BROADCOM INC | AVGO | 11135F101 | $868.0M | 0.41% | 2,297,773 | SH |
| 29 | GENERAL MTRS CO | GM | 37045V100 | $858.3M | 0.41% | 11,135,208 | SH |
| 30 | BOSTON SCIENTIFIC CORP | BSX | 101137107 | $832.3M | 0.40% | 19,500,278 | SH |
| 31 | NORFOLK SOUTHN CORP | NSC | 655844108 | $817.3M | 0.39% | 2,597,858 | SH |
| 32 | SPACE EXPLORATION TECHN CORP | SPCX | 84615Q103 | $811.6M | 0.39% | 4,750,000 | SH |
| 33 | CAPITAL ONE FINL CORP | COF | 14040H105 | $794.8M | 0.38% | 3,961,788 | SH |
| 34 | MICRON TECHNOLOGY INC | MU | 595112103 | $779.8M | 0.37% | 675,526 | SH |
| 35 | VISA INC | V | 92826C839 | $762.7M | 0.36% | 2,222,906 | SH |
| 36 | META PLATFORMS INC | META | 30303M102 | $756.1M | 0.36% | 1,342,324 | SH |
| 37 | MASTERCARD INCORPORATED | MA | 57636Q104 | $750.3M | 0.36% | 1,460,914 | SH |
| 38 | ALPHABET INC | GOOG | 02079K107 | $739.7M | 0.35% | 2,093,449 | SH |
| 39 | FORTINET INC | FTNT | 34959E109 | $731.3M | 0.35% | 4,760,496 | SH |
| 40 | MARVELL TECHNOLOGY INC | MRVL | 573874104 | $729.4M | 0.35% | 2,448,566 | SH |
| 41 | ADVANCED MICRO DEVICES INC Call | AMD | 007903107 | $720.3M | 0.34% | 1,239,900 | SH |
| 42 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $706.3M | 0.34% | 1,411,583 | SH |
| 43 | 3M CO | MMM | 88579Y101 | $683.1M | 0.32% | 4,218,783 | SH |
| 44 | NVIDIA CORPORATION Put | NVDA | 67066G104 | $671.7M | 0.32% | 3,357,100 | SH |
| 45 | CITIGROUP INC | C | 172967424 | $654.1M | 0.31% | 4,673,622 | SH |
| 46 | COHERENT CORP | COHR | 19247G107 | $647.5M | 0.31% | 1,641,412 | SH |
| 47 | CELESTICA INC | CLS | 15101Q207 | $642.9M | 0.31% | 1,762,840 | SH |
| 48 | LUMENTUM HLDGS INC Put | LITE | 55024U109 | $636.4M | 0.30% | 741,700 | SH |
| 49 | ALPHABET INC Call | GOOGL | 02079K305 | $631.0M | 0.30% | 1,765,700 | SH |
| 50 | SHERWIN WILLIAMS CO | SHW | 824348106 | $622.3M | 0.30% | 1,807,366 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-14 | $210.20B | 6,298 | 0001104659-26-097217 |
| 2026-03-31 | 2026-05-15 | $166.31B | 5,804 | 0001104659-26-062472 |
| 2025-12-31 | 2026-02-17 | $182.42B | 5,839 | 0001104659-26-016332 |
| 2025-09-30 | 2025-11-14 | $177.16B | 5,726 | 0001104659-25-112505 |
Filer Information
Address
TWO MANHATTAN WEST375 NINTH AVENUE, 52ND FLOOR
NEW YORK, NY 10001
Phone
(212) 478-0000
Filing Manager
D. E. Shaw & Co., Inc.
New York, NY
Signatory
Daniel R. Marcus
See Additional Information