Jefferies Financial Group Inc. — 13F Holdings & Portfolio

CIK 96223 · latest 13F-HR filed 2026-11-05

Jefferies Financial Group Inc. manages $13.51B in 13F-reported U.S. long-equity assets across 1,486 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are GLD (6.65%), SPCX (5.55%), SPY (4.24%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 292 new positions and exited 655; 243 existing positions rose in reported value and 384 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

AUM

$13.51B

Long-equity book

Holdings

1,486

Distinct positions

Period

2026-09-30

Filed 2026-11-05

Q/Q Activity

+292 / −655 / ↑243 / ↓384

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26

IWM3.7% · -21%XBI3.5% · -22%SPY3.2% · -73%QQQ2.7% · -16%HYG2.7% · +11273%AMZN2.1% · +19%ADP1.6% · -17%BRK.B1.6% · +270%AMD1.4% · -38%ACHC1.4% · +3%GLD1.3% · +1047%GRAL1.2% · -10%URGN1.2% · 0%IBB1.2% · +38%INTC1.1% · +466%STX1.1% · +48%ARKG1.1% · -17%COST1.0% · +54%NVDA1.0% · -52%VNQ1.0% · -0%IREN1.0% · +32%GDX0.9% · +30%ARGX0.9% · +55%CERT0.9% · 0%LION0.9% · -0%AMGN0.8% · -38%LLY0.8% · +550%CGON0.8% · +8%QCOM0.8% · +1650%ELV0.8% · -18%ORLY0.8% · +73%IMTX0.8% · -1%HLMN0.7% · -0%MA0.7% · -6%AZN0.7% · +81%GOOGL0.7% · -8%XNCR0.7% · +189%PLTR0.7% · +0%BA0.7% · +2233%PH0.7% · +29%PG0.6% · +753%KEYS0.6% · +359%NFLX0.6% · +65%NOW0.6% · -15%TIC0.6% · 0%APH0.6% · +96%EME0.5% · new NVT0.5% · new CC0.5% · +252%TSLA0.5% · -55%FCX0.5% · +10%KRE0.5% · +44%PPL0.4% · -48%HLT0.4% · +1631%DVN0.4% · +235%NRG0.4% · new HWM0.4% · -6%LRCX0.4% · -26%AME0.4% · -3%GH0.4% · +366%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 23.9%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jun 22, 2026.

Assets Under Management

$5.15B

Discretionary

$4.69B

Employees

119

Accounts

2,020

Address

520 MADISON AVENUE
NEW YORK, NY 10022

Phone

(212) 284-2300

Website

www.jefferies.com
www.jefferieswealthmanagement.com

This firm reports 1 disclosure item on its registration.

Name	Title / Status	Ownership	Type
COLLYMORE, FRANKLYN, JOHNSON Control	SENIOR VICE PRESIDENT, HEAD OF WEALTH MANAGEMENT SUPERVISION & RISK since Mar 2023	Less than 5%	Individual
GOODMAN, LAURIE, R Control	MANAGING DIRECTOR-HEAD OF INVESTMENT & WEALTH SOLUTIONS since Mar 2023	Less than 5%	Individual
JEFFERIES FINANCIAL GROUP INC. Control	DIRECT OWNER since Mar 2023	75% or more	Domestic Entity
PAGANO, MICHAEL, JOSEPH Control	MANAGING DIRECTOR- CO-PRESIDENT since Mar 2023	Less than 5%	Individual
PEYREIGNE, ROBERT, VINCENT Control	MANAGING DIRECTOR- CO-PRESIDENT since Mar 2023	Less than 5%	Individual
LEVOVITZ, SONIA, HAN	SECRETARY since Mar 2023	Less than 5%	Individual
NAGY, DAVID, J	CHIEF COMPLIANCE OFFICER since Mar 2023	Less than 5%	Individual

Ownership & leadership changes · 1 filing with changes since Mar 15, 2023

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Aug 15, 2023 filing

No longer listedLIMROTH, GEOFFREY, SCOTT · MANAGING DIRECTOR- WEALTH MANAGEMENT CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Mar 2023

Mar 15, 2023 filing (earliest on record)

ListedCOLLYMORE, FRANKLYN, JOHNSON · SENIOR VICE PRESIDENT, HEAD OF WEALTH MANAGEMENT SUPERVISION & RISK · Less than 5% · control person
ListedGOODMAN, LAURIE, R · MANAGING DIRECTOR-HEAD OF INVESTMENT & WEALTH SOLUTIONS · Less than 5% · control person
ListedJEFFERIES FINANCIAL GROUP INC. · DIRECT OWNER · 75% or more · control person
ListedLEVOVITZ, SONIA, HAN · SECRETARY · Less than 5%
ListedLIMROTH, GEOFFREY, SCOTT · MANAGING DIRECTOR- WEALTH MANAGEMENT CHIEF OPERATING OFFICER · Less than 5% · control person
ListedNAGY, DAVID, J · CHIEF COMPLIANCE OFFICER · Less than 5%
ListedPAGANO, MICHAEL, JOSEPH · MANAGING DIRECTOR- CO-PRESIDENT · Less than 5% · control person
ListedPEYREIGNE, ROBERT, VINCENT · MANAGING DIRECTOR- CO-PRESIDENT · Less than 5% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

ISHARES TR$198.4M +10880.0%
SPDR GOLD TR$92.4M +1085.6%
BERKSHIRE HATHAWAY INC DEL$87.0M +268.1%
INTEL CORP$66.2M +387.5%
QUALCOMM INC$55.5M +1643.4%

Show all 243 →

Top Trims

STATE STR SPDR S&P 500 ETF T-$623.8M -72.3%
APPLE INC-$211.0M -99.9%
META PLATFORMS INC-$109.7M -80.1%
ISHARES TR-$101.3M -26.7%
THERMO FISHER SCIENTIFIC INC-$96.4M -99.4%

Show all 384 →

New Positions

Show all 292 →

Exited Positions

Show all 655 →

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#	Issuer	Symbol	CUSIP	Value	Δ

Jefferies Financial Group Inc. Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

#	Issuer	Symbol	CUSIP	Value	Weight	Shares	Type
1	SPDR GOLD TR Call	GLD	78463V107	$898.4M	6.65%	2,358,900	SH
2	SPACE EXPLORATION TECHN CORP Put	SPCX	84615Q103	$749.8M	5.55%	4,970,500	SH
3	STATE STR SPDR S&P 500 ETF T Put	SPY	78462F103	$572.6M	4.24%	750,800	SH
4	SPDR GOLD TR Put	GLD	78463V107	$552.3M	4.09%	1,450,200	SH
5	STATE STR SPDR S&P 500 ETF T Put	SPY	78462F103	$315.5M	2.34%	413,700	SH
6	ISHARES TR	IWM	464287655	$271.3M	2.01%	976,226	SH
7	SPDR SERIES TRUST	XBI	78464A870	$262.1M	1.94%	1,662,500	SH
8	ISHARES TR	HYG	464288513	$200.3M	1.48%	2,593,676	SH
9	INVESCO QQQ TR Put	QQQ	46090E103	$196.0M	1.45%	265,000	SH
10	INVESCO QQQ TR	QQQ	46090E103	$176.1M	1.30%	237,989	SH
11	STATE STR SPDR S&P 500 ETF T	SPY	78462F103	$169.4M	1.25%	222,147	SH
12	AMAZON COM INC Call	AMZN	023135106	$127.5M	0.94%	511,800	SH
13	AUTOMATIC DATA PROCESSING IN	ADP	053015103	$123.9M	0.92%	480,010	SH
14	ISHARES TR Call	TLT	464287432	$105.0M	0.78%	1,350,000	SH
15	AMAZON COM INC	AMZN	023135106	$103.3M	0.77%	414,784	SH
16	ACADIA HEALTHCARE COMPANY IN	ACHC	00404A109	$101.8M	0.75%	3,703,240	SH
17	SPDR GOLD TR	GLD	78463V107	$100.9M	0.75%	265,000	SH
18	ADVANCED MICRO DEVICES INC	AMD	007903107	$100.5M	0.74%	164,240	SH
19	BERKSHIRE HATHAWAY INC DEL	BRK.B	084670702	$99.6M	0.74%	200,000	SH
20	INTEL CORP Put	INTC	458140100	$98.2M	0.73%	816,900	SH
21	BROADCOM INC Put	AVGO	11135F101	$94.4M	0.70%	268,900	SH
22	GRAIL INC	GRAL	384747101	$91.1M	0.67%	650,000	SH
23	GRAIL INC Put	GRAL	384747101	$91.1M	0.67%	650,000	SH
24	UROGEN PHARMA LTD	URGN	M96088105	$89.4M	0.66%	2,199,652	SH
25	ISHARES TR	IBB	464287556	$87.9M	0.65%	417,500	SH
26	INTEL CORP	INTC	458140100	$82.4M	0.61%	685,501	SH
27	SEAGATE TECHNOLOGY HLDNGS PL	STX	G7997R103	$81.9M	0.61%	88,778	SH
28	ARK ETF TR	ARKG	00214Q302	$81.3M	0.60%	1,500,000	SH
29	ARK ETF TR Put	ARKG	00214Q302	$81.3M	0.60%	1,500,000	SH
30	VERTIV HOLDINGS CO Call	VRT	92537N108	$77.5M	0.57%	321,100	SH
31	COSTCO WHOLESALE CORPORATION	COST	22160K105	$76.8M	0.57%	84,382	SH
32	ISHARES TR Call	IEF	464287440	$75.9M	0.56%	850,000	SH
33	ISHARES TR Call	IWM	464287655	$75.7M	0.56%	272,400	SH
34	IREN LIMITED Put	IREN	Q4982L109	$75.6M	0.56%	1,848,900	SH
35	BOEING CO Put	BA	097023105	$75.3M	0.56%	404,600	SH
36	VANGUARD INDEX FDS	VNQ	922908553	$74.3M	0.55%	829,000	SH
37	NVIDIA CORPORATION	NVDA	67066G104	$72.9M	0.54%	319,163	SH
38	VERTIV HOLDINGS CO Put	VRT	92537N108	$72.7M	0.54%	301,100	SH
39	IREN LIMITED	IREN	Q4982L109	$71.8M	0.53%	1,755,999	SH
40	STATE STR SPDR S&P 500 ETF T	SPY	78462F103	$69.5M	0.51%	91,197	SH
41	VANECK ETF TRUST	GDX	92189F106	$67.6M	0.50%	770,000	SH
42	ARGENX SE	ARGX	04016X101	$67.1M	0.50%	70,000	SH
43	CERTARA INC	CERT	15687V109	$65.2M	0.48%	7,091,051	SH
44	LIONSGATE STUDIOS CORP	LION	53626N102	$65.0M	0.48%	5,805,850	SH
45	AMGEN INC	AMGN	031162100	$62.6M	0.46%	148,545	SH
46	ELI LILLY & CO	LLY	532457108	$62.0M	0.46%	53,598	SH
47	SELECT SECTOR SPDR TR Put	XLF	81369Y605	$60.8M	0.45%	1,138,800	SH
48	CG ONCOLOGY INC	CGON	156944100	$59.2M	0.44%	835,342	SH
49	QUALCOMM INC	QCOM	747525103	$58.9M	0.44%	319,824	SH
50	ELEVANCE HEALTH INC FORMERLY	ELV	036752103	$57.8M	0.43%	148,702	SH

Filing History

Period	Filed	AUM	Holdings	Accession
2026-09-30	2026-11-05	$13.51B	1,486	0000096223-26-000034
2026-06-30	2026-08-17	$15.19B	1,621	0001085146-26-000619
2026-03-31	2026-05-08	$14.61B	1,692	0000096223-26-000018
2025-12-31	2026-02-09	$19.57B	1,824	0000096223-26-000010

Filer Information

Address

520 MADISON AVENUE
NEW YORK, NY 10022

Phone

(212) 460-1900

Filing Manager

Jefferies Financial Group Inc.

NEW YORK, NY

Signatory

Joanna Jia

Associate General Counsel